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First Trust Health Care AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
SPC
76
Sigma Planning Corp
Michigan
$379K -$523K -9,669 -59%
KP
77
Keel Point
Alabama
$379K -$509K -9,412 -58%
SWP
78
Stratos Wealth Partners
Ohio
$373K -$9.51K -176 -3%
NPC
79
National Planning Corporation
California
$370K -$1.27M -23,540 -78%
Millennium Management
80
Millennium Management
New York
$359K -$288K -5,332 -45%
WS
81
Wedbush Securities
California
$352K -$189K -3,500 -36%
LFG
82
LifePlan Financial Group
Ohio
$351K -$3.6M -66,594 -91%
MC
83
Moors & Cabot
Massachusetts
$339K -$294K -5,432 -47%
Creative Planning
84
Creative Planning
Kansas
$326K +$74.8K +1,384 +31%
JIP
85
Jaffetilchin Investment Partners
Florida
$300K +$291K +5,385 New
CAM
86
Concorde Asset Management
Michigan
$296K -$66.6K -1,233 -19%
WEC
87
Winslow Evans & Crocker
Massachusetts
$286K
DADC
88
D.A. Davidson & Co
Montana
$281K -$1.37M -25,377 -83%
M&T Bank
89
M&T Bank
New York
$246K -$185K -3,426 -44%
HighTower Advisors
90
HighTower Advisors
Illinois
$238K -$2.63M -48,618 -92%
SS
91
Simplicity Solutions
Minnesota
$237K -$3.45M -63,786 -94%
ICRM
92
Insight Capital Research & Management
California
$237K -$70.3K -1,301 -23%
NFG
93
Next Financial Group
Texas
$230K -$307K -5,686 -58%
US Bancorp
94
US Bancorp
Minnesota
$229K -$266K -4,921 -55%
SI
95
Stephens Inc
Arkansas
$216K -$1.48M -27,446 -88%
TFA
96
Transamerica Financial Advisors
Florida
$97K -$21.4M -396,677 -100%
Bank of Montreal
97
Bank of Montreal
Ontario, Canada
$79K -$48.1K -890 -39%
Fifth Third Bancorp
98
Fifth Third Bancorp
Ohio
$68K
RCA
99
Rowland Carmichael Advisors
Arizona
$50K +$48.1K +890 New
PSUF
100
People's United Financial
Connecticut
$45K -$13.5K -250 -24%