National Planning Corporation’s First Trust Health Care AlphaDEX Fund FXH Stock Holding History

National Planning Corporation’s Portfolio FXH Stock Details FXH Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q4	–	Sell	-3,880	Closed	-$262K	–	243
2017 Q3	$262K	Buy	3,880 +455	+13%	+$30.4K	0.02%	555
2017 Q2	$229K	Buy	+3,425	New	+$220K	0.02%	627
2016 Q3	–	Sell	-5,845	Closed	-$359K	–	678
2016 Q2	$359K	Sell	5,845 -620	-10%	-$35.9K	0.03%	450
2016 Q1	$370K	Sell	6,465 -23,540	-78%	-$1.27M	0.03%	428
2015 Q4	$1.54M	Buy	30,005 +3,277	+12%	+$196K	0.13%	187
2015 Q3	$1.62M	Sell	26,728 -10,758	-29%	-$714K	0.15%	151
2015 Q2	$2.54M	Buy	37,486 +3,653	+11%	+$247K	0.23%	97
2015 Q1	$2.2M	Buy	33,833 +1,808	+6%	+$115K	0.2%	111
2014 Q4	$1.95M	Buy	32,025 +23,011	+255%	+$1.34M	0.14%	143
2014 Q3	$508K	Buy	9,014 +1,209	+15%	+$66.3K	0.04%	396
2014 Q2	$416K	Buy	7,805 +3,018	+63%	+$153K	0.03%	464
2014 Q1	$247K	Buy	+4,787	New	+$244K	0.02%	579

Other funds holding FXH

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

Stifel Financial St. Louis, Missouri $109B AUM 21.36% 1-Year Est. Return

National Planning Corporation's FXH Position: Q4 2017 in Review

National Planning Corporation sold out of First Trust Health Care AlphaDEX Fund (FXH) in Q4 2017, closing a stake of 3,880 shares — an estimated $262K sold.

National Planning Corporation first reported a position in FXH in Q1 2014 and held it in 12 quarters. The position peaked at $2.54M in Q2 2015. 143 funds tracked by Wall St. Rank hold FXH as of Q4 2017.

National Planning Corporation reported no remaining First Trust Health Care AlphaDEX Fund position as of Q4 2017 after selling out during the quarter.
National Planning Corporation sold 3,880 First Trust Health Care AlphaDEX Fund shares in Q4 2017, an estimated $262K.
National Planning Corporation first reported a position in First Trust Health Care AlphaDEX Fund in Q1 2014 and held it in 12 quarters.
National Planning Corporation's First Trust Health Care AlphaDEX Fund position peaked at $2.54M in Q2 2015.
143 funds tracked by Wall St. Rank held First Trust Health Care AlphaDEX Fund as of Q4 2017.

Based on National Planning Corporation's 13F filing for Q4 2017, filed 14 Feb 2018.