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First Trust Large Cap Growth AlphaDEX Fund

48 hedge funds and large institutions have $230M invested in First Trust Large Cap Growth AlphaDEX Fund in 2014 Q3 according to their latest regulatory filings, with 10 funds opening new positions, 22 increasing their positions, 11 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

233% more first-time investments, than exits

New positions opened: 10 | Existing positions closed: 3

100% more repeat investments, than reductions

Existing positions increased: 22 | Existing positions reduced: 11

54% more capital invested

Capital invested by funds: $149M → $230M (+$81M)

17% more funds holding

Funds holding: 4148 (+7)

9.44% more ownership

Funds ownership: 49.43%58.87% (+9.4%)

Holders
48
Holders Change
+7
Holders Change %
+17.07%
% of All Funds
1.39%
Holding in Top 10
3
Holding in Top 10 Change
+3
Holding in Top 10 Change %
% of All Funds
0.09%
New
10
Increased
22
Reduced
11
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
FHC
26
First Heartland Consultants
Missouri
$647K +$137K +3,112 +26%
MIAN
27
Mariner Independent Advisor Network
Kansas
$409K +$39.2K +890 +10%
PI
28
Placemark Investments
Illinois
$340K +$345K +7,836 New
SF
29
Synovus Financial
Georgia
$311K
Commonwealth Equity Services
30
Commonwealth Equity Services
Massachusetts
$308K +$20.1K +456 +7%
Cambridge Investment Research Advisors
31
Cambridge Investment Research Advisors
Iowa
$266K +$23.4K +531 +10%
PFS
32
Prospera Financial Services
Texas
$245K +$248K +5,640 New
DADC
33
D.A. Davidson & Co
Montana
$217K +$17.6K +400 +9%
IH
34
IFC Holdings
Florida
$216K -$10.6K -241 -5%
PAG
35
Private Advisor Group
New Jersey
$207K -$18.8K -428 -8%
WA
36
WFG Advisors
Texas
$140K -$6.64K -151 -4%
Citigroup
37
Citigroup
New York
$123K +$14.2K +323 +13%
Envestnet Asset Management
38
Envestnet Asset Management
Illinois
$120K +$112K +2,543 +1,183%
IPC
39
Independent Portfolio Consultants
Florida
$102K +$103K +2,345 New
Northwestern Mutual Wealth Management
40
Northwestern Mutual Wealth Management
Wisconsin
$94K
PTC
41
Private Trust Company
Ohio
$78K
BRWM
42
B. Riley Wealth Management
Tennessee
$76K +$77.1K +1,753 New
MFS
43
MSI Financial Services
Massachusetts
$23K +$6.16K +140 +36%
NES
44
New England Securities
New York
$22K -$48.8K -1,108 -69%
NFG
45
Next Financial Group
Texas
$22K -$9.28K -211 -29%
Fifth Third Bancorp
46
Fifth Third Bancorp
Ohio
$12K
Creative Planning
47
Creative Planning
Kansas
$3K +$2.86K +65 New
AllianceBernstein
48
AllianceBernstein
Tennessee
$3K +$3.12K +71 New
CS
49
Comerica Securities
Michigan
-$602K -13,741 Closed
JP Morgan Chase
50
JP Morgan Chase
New York
-$201K -4,589 Closed

FTC Hedge Fund Activity: Q3 2014 in Review

48 of the 3,446 institutional investors tracked by Wall St. Rank reported a position in First Trust Large Cap Growth AlphaDEX Fund (FTC) for Q3 2014, worth a combined $230M — up 54% from $149M a quarter earlier.

Buyers outnumbered sellers: 10 funds opened new FTC positions and 3 closed out — a net gain of 7 holders — while 22 added to existing stakes and 11 trimmed.

The largest buyer was Shamrock Asset Management, opening a new position worth an estimated $28.5M. The largest seller was Royal Bank of Canada, cutting an estimated $1.09M.

  • 48 institutional investors held First Trust Large Cap Growth AlphaDEX Fund (FTC) as of Q3 2014, up from 41 in Q2 2014.
  • Funds reported $230M of First Trust Large Cap Growth AlphaDEX Fund stock for Q3 2014, up 54% quarter-over-quarter.
  • 10 funds opened new First Trust Large Cap Growth AlphaDEX Fund positions in Q3 2014 and 3 closed out, a net change of +7 holders.
  • The largest First Trust Large Cap Growth AlphaDEX Fund buyer in Q3 2014 was Shamrock Asset Management, an estimated $28.5M added.
  • The largest First Trust Large Cap Growth AlphaDEX Fund seller in Q3 2014 was Royal Bank of Canada, an estimated $1.09M sold.

Based on aggregated 13F filings for Q3 2014.