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UBS’s First Trust Large Cap Growth AlphaDEX Fund FTC Stock Holding History

UBS’s Portfolio FTC Stock Details FTC Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2014
Q3 		$24.4M Buy
560,820
+184,974
+49% +$8.14M 0.02% 834
2014
Q2 		$16.5M Buy
375,846
+94,552
+34% +$3.98M 0.01% 994
2014
Q1 		$11.7M Sell
281,294
-119,615
-30% -$4.93M 0.01% 1133
2013
Q4 		$16.4M Buy
400,909
+285,950
+249% +$11.1M 0.02% 935
2013
Q3 		$4.27M Buy
114,959
+4,091
+4% +$148K ﹤0.01% 1842
2013
Q2 		$3.85M Buy
+110,868
New +$3.81M ﹤0.01% 1879

Other funds holding FTC

Morgan Stanley
Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return
SAM
Shamrock Asset Management Dallas, Texas $128M AUM 2.65% 1-Year Est. Return
HA
Hays Advisory Franklin, Tennessee $157M AUM 9.67% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return
FHA
First Horizon Advisors Memphis, Tennessee $3.85B AUM 16.99% 1-Year Est. Return
CA
Cetera Advisors Denver, Colorado $12.7B AUM 22.7% 1-Year Est. Return
HFS
HL Financial Services Louisville, Kentucky $6.5B AUM 10.02% 1-Year Est. Return
Susquehanna International Group
Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

UBS's FTC Position: Q3 2014 in Review

UBS increased its First Trust Large Cap Growth AlphaDEX Fund (FTC) stake by 49% in Q3 2014, buying an estimated $8.14M and bringing the position to 560,820 shares worth $24.4M. The position accounts for 0.02% of the portfolio, ranked #834.

UBS first reported a position in FTC in Q2 2013 and has held it in 6 quarters since. 48 funds tracked by Wall St. Rank hold FTC as of Q3 2014.

  • UBS held 560,820 shares of First Trust Large Cap Growth AlphaDEX Fund worth $24.4M as of Q3 2014.
  • UBS bought 184,974 First Trust Large Cap Growth AlphaDEX Fund shares in Q3 2014, an estimated $8.14M.
  • First Trust Large Cap Growth AlphaDEX Fund made up 0.02% of UBS's portfolio in Q3 2014, its #834 holding.
  • UBS first reported a position in First Trust Large Cap Growth AlphaDEX Fund in Q2 2013 and has held it in 6 quarters since.
  • 48 funds tracked by Wall St. Rank held First Trust Large Cap Growth AlphaDEX Fund as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.