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First Trust Large Cap Value AlphaDEX Fund

110 hedge funds and large institutions have $818M invested in First Trust Large Cap Value AlphaDEX Fund in 2018 Q3 according to their latest regulatory filings, with 11 funds opening new positions, 59 increasing their positions, 23 reducing their positions, and 14 closing their positions.

New
Increased
Maintained
Reduced
Closed

157% more repeat investments, than reductions

Existing positions increased: 59 | Existing positions reduced: 23

18% more capital invested

Capital invested by funds: $695M → $818M (+$123M)

1.17% more ownership

Funds ownership: 71.69%72.86% (+1.2%)

0% more funds holding in top 10

Funds holding in top 10: 33 (0)

3% less funds holding

Funds holding: 113110 (-3)

21% less first-time investments, than exits

New positions opened: 11 | Existing positions closed: 14

Holders
110
Holders Change
-3
Holders Change %
-2.65%
% of All Funds
2.51%
Holding in Top 10
3
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.07%
New
11
Increased
59
Reduced
23
Closed
14
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
PGA
26
Premia Global Advisors
Florida
$4.22M -$242K -4,484 -5%
CA
27
Cetera Advisors
Colorado
$4.03M +$424K +7,840 +12%
SCA
28
Snowden Capital Advisors
New York
$4M +$511K +9,454 +15%
MML Investors Services
29
MML Investors Services
Massachusetts
$3.91M +$578K +10,682 +17%
HI
30
Horizon Investments
North Carolina
$3.71M +$251K +4,650 +7%
RIA
31
Regal Investment Advisors
Michigan
$3.6M +$800K +14,787 +29%
Baird Financial Group
32
Baird Financial Group
Wisconsin
$3.58M +$996K +18,422 +39%
Janney Montgomery Scott
33
Janney Montgomery Scott
Pennsylvania
$3.57M +$645K +11,921 +22%
HighTower Advisors
34
HighTower Advisors
Illinois
$2.74M +$342K +6,326 +14%
CS
35
Credit Suisse
Switzerland
$2.71M +$1.25M +23,107 +85%
BFEC
36
Benjamin F. Edwards & Company
Missouri
$2.67M +$128K +2,367 +5%
CFD
37
Creative Financial Designs
Indiana
$2.48M +$83.9K +1,551 +3%
FFS
38
Founders Financial Securities
Maryland
$2.4M +$266K +4,920 +12%
Jane Street
39
Jane Street
New York
$2.31M +$925K +17,102 +67%
LTFS
40
Ladenburg Thalmann Financial Services
Florida
$2.25M +$906K +16,762 +68%
Stifel Financial
41
Stifel Financial
Missouri
$2.21M +$168K +3,103 +8%
OC
42
Oppenheimer & Co
New York
$2.13M -$79.6K -1,472 -4%
CAN
43
Cetera Advisor Networks
California
$1.8M +$333K +6,152 +23%
IA
44
IFP Advisors
Florida
$1.59M -$55.5K -1,026 -3%
VFA
45
Voya Financial Advisors
Connecticut
$1.44M -$26.7K -494 -2%
JP Morgan Chase
46
JP Morgan Chase
New York
$1.28M -$54.2K -1,002 -4%
Jones Financial Companies
47
Jones Financial Companies
Missouri
$1.28M
NWM
48
Northwest Wealth Management
Iowa
$1.2M -$60.9K -1,126 -5%
CS
49
Comerica Securities
Michigan
$1.13M -$159K -2,932 -12%
PNC Financial Services Group
50
PNC Financial Services Group
Pennsylvania
$1.1M +$48.7K +901 +5%

FTA Hedge Fund Activity: Q3 2018 in Review

110 of the 4,374 institutional investors tracked by Wall St. Rank reported a position in First Trust Large Cap Value AlphaDEX Fund (FTA) for Q3 2018, worth a combined $818M — up 18% from $695M a quarter earlier.

Sellers outnumbered buyers: 14 funds closed out of FTA and 11 opened new positions — a net loss of 3 holders — while 23 trimmed existing stakes and 59 added.

The largest buyer was Total Investment Management, opening a new position worth an estimated $46.4M. The largest seller was Cornerstone Wealth Management, cutting an estimated $16.1M.

  • 110 institutional investors held First Trust Large Cap Value AlphaDEX Fund (FTA) as of Q3 2018, down from 113 in Q2 2018.
  • Funds reported $818M of First Trust Large Cap Value AlphaDEX Fund stock for Q3 2018, up 18% quarter-over-quarter.
  • 11 funds opened new First Trust Large Cap Value AlphaDEX Fund positions in Q3 2018 and 14 closed out, a net change of -3 holders.
  • The largest First Trust Large Cap Value AlphaDEX Fund buyer in Q3 2018 was Total Investment Management, an estimated $46.4M added.
  • The largest First Trust Large Cap Value AlphaDEX Fund seller in Q3 2018 was Cornerstone Wealth Management, an estimated $16.1M sold.

Based on aggregated 13F filings for Q3 2018.