Founders Financial Securities’s First Trust Large Cap Value AlphaDEX Fund FTA Stock Holding History

Founders Financial Securities’s Portfolio FTA Stock Details FTA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q1	–	Sell	-57,427	Closed	-$3.25M	–	136
2019 Q4	$3.25M	Sell	57,427 -26,443	-32%	-$1.42M	1.1%	27
2019 Q3	$4.33M	Buy	83,870 +3,979	+5%	+$204K	1.38%	26
2019 Q2	$4.17M	Buy	79,891 +8,889	+13%	+$460K	1.37%	27
2019 Q1	$3.66M	Buy	71,002 +15,039	+27%	+$761K	1.16%	29
2018 Q4	$2.59M	Buy	55,963 +11,666	+26%	+$592K	0.94%	24
2018 Q3	$2.4M	Buy	44,297 +4,920	+12%	+$266K	0.67%	28
2018 Q2	$2.06M	Buy	39,377 +9,573	+32%	+$507K	0.63%	28
2018 Q1	$1.57M	Buy	29,804 +2,095	+8%	+$114K	0.51%	31
2017 Q4	$1.51M	Buy	+27,709	New	+$1.46M	0.5%	32

Other funds holding FTA

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

TIM

Total Investment Management Scottsdale, Arizona $858M AUM 9.96% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

PAG

Private Advisor Group Morristown, New Jersey $21.3B AUM 22.13% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Founders Financial Securities's FTA Position: Q1 2020 in Review

Founders Financial Securities sold out of First Trust Large Cap Value AlphaDEX Fund (FTA) in Q1 2020, closing a stake of 57,427 shares — an estimated $3.25M sold.

Founders Financial Securities first reported a position in FTA in Q4 2017 and held it in 9 quarters. The position peaked at $4.33M in Q3 2019. 112 funds tracked by Wall St. Rank hold FTA as of Q1 2020.

Founders Financial Securities reported no remaining First Trust Large Cap Value AlphaDEX Fund position as of Q1 2020 after selling out during the quarter.
Founders Financial Securities sold 57,427 First Trust Large Cap Value AlphaDEX Fund shares in Q1 2020, an estimated $3.25M.
Founders Financial Securities first reported a position in First Trust Large Cap Value AlphaDEX Fund in Q4 2017 and held it in 9 quarters.
Founders Financial Securities's First Trust Large Cap Value AlphaDEX Fund position peaked at $4.33M in Q3 2019.
112 funds tracked by Wall St. Rank held First Trust Large Cap Value AlphaDEX Fund as of Q1 2020.

Based on Founders Financial Securities's 13F filing for Q1 2020, filed 14 May 2020.