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First Trust Preferred Securities and Income ETF

60 hedge funds and large institutions have $333M invested in First Trust Preferred Securities and Income ETF in 2015 Q4 according to their latest regulatory filings, with 19 funds opening new positions, 29 increasing their positions, 8 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

263% more repeat investments, than reductions

Existing positions increased: 29 | Existing positions reduced: 8

100% more funds holding in top 10

Funds holding in top 10: 12 (+1)

90% more first-time investments, than exits

New positions opened: 19 | Existing positions closed: 10

63% more capital invested

Capital invested by funds: $205M → $333M (+$128M)

15% more funds holding

Funds holding: 5260 (+8)

0.66% more ownership

Funds ownership: 56.56%57.22% (+0.66%)

Holders
60
Holders Change
+8
Holders Change %
+15.38%
% of All Funds
1.57%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.05%
New
19
Increased
29
Reduced
8
Closed
10
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
HighTower Advisors
26
HighTower Advisors
Illinois
$1M +$1M +52,917 New
FAAS
27
First Allied Advisory Services
California
$977K +$723K +38,194 +284%
ONB
28
Old National Bancorp
Indiana
$872K +$48.9K +2,580 +6%
CIBC World Market
29
CIBC World Market
Ontario, Canada
$869K +$445K +23,495 +105%
IA
30
IFP Advisors
Florida
$788K +$788K +41,599 New
JP Morgan Chase
31
JP Morgan Chase
New York
$776K -$432K -22,820 -36%
CAN
32
Cetera Advisor Networks
California
$725K +$405K +21,394 +127%
AT
33
Arden Trust
Delaware
$704K +$703K +37,134 New
SEIA
34
Signature Estate & Investment Advisors
California
$704K +$704K +37,149 New
FIM
35
Freedom Investment Management
Connecticut
$572K +$265K +13,976 +86%
Baird Financial Group
36
Baird Financial Group
Wisconsin
$425K +$425K +22,430 New
Susquehanna International Group
37
Susquehanna International Group
Pennsylvania
$398K -$575K -30,378 -59%
GS
38
Girard Securities
California
$386K +$385K +20,329 New
CA
39
Cetera Advisors
Colorado
$357K +$77.8K +4,107 +28%
NPC
40
National Planning Corporation
California
$328K +$126K +6,670 +61%
ASN
41
Advisory Services Network
Georgia
$306K -$37.5K -1,980 -11%
LWAC
42
Laurel Wealth Advisors (California)
California
$298K +$298K +15,734 New
ICOA
43
Investment Centers of America
North Dakota
$284K +$21.1K +1,113 +8%
WA
44
WESPAC Advisors
California
$272K +$272K +14,351 New
LA
45
LVW Advisors
New York
$269K +$269K +14,198 New
BAS
46
Brown Advisory Securities
Maryland
$242K
UR
47
USCA RIA
Texas
$234K +$4.09K +216 +2%
BRWA
48
B. Riley Wealth Advisors
Florida
$230K -$9.94K -525 -4%
FAM
49
Formidable Asset Management
Ohio
$167K -$28.4K -1,500 -14%
PNC Financial Services Group
50
PNC Financial Services Group
Pennsylvania
$124K +$82K +4,330 +190%

FPE Hedge Fund Activity: Q4 2015 in Review

60 of the 3,812 institutional investors tracked by Wall St. Rank reported a position in First Trust Preferred Securities and Income ETF (FPE) for Q4 2015, worth a combined $333M — up 63% from $205M a quarter earlier.

Buyers outnumbered sellers: 19 funds opened new FPE positions and 10 closed out — a net gain of 9 holders — while 29 added to existing stakes and 8 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $48.6M. The largest seller was Miracle Mile Advisors, exiting entirely with an estimated $13.4M sold.

  • 60 institutional investors held First Trust Preferred Securities and Income ETF (FPE) as of Q4 2015, up from 52 in Q3 2015.
  • Funds reported $333M of First Trust Preferred Securities and Income ETF stock for Q4 2015, up 63% quarter-over-quarter.
  • 19 funds opened new First Trust Preferred Securities and Income ETF positions in Q4 2015 and 10 closed out, a net change of +9 holders.
  • The largest First Trust Preferred Securities and Income ETF buyer in Q4 2015 was Morgan Stanley, an estimated $48.6M added.
  • The largest First Trust Preferred Securities and Income ETF seller in Q4 2015 was Miracle Mile Advisors, an estimated $13.4M sold.

Based on aggregated 13F filings for Q4 2015.