National Planning Corporation’s First Trust Preferred Securities and Income ETF FPE Stock Holding History

National Planning Corporation’s Portfolio FPE Stock Details FPE Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q4	–	Sell	-83,483	Closed	-$1.68M	–	230
2017 Q3	$1.68M	Sell	83,483 -89,338	-52%	-$1.8M	0.14%	161
2017 Q2	$3.46M	Buy	172,821 +48,171	+39%	+$954K	0.26%	86
2017 Q1	$2.44M	Buy	124,650 +73,349	+143%	+$1.42M	0.18%	120
2016 Q4	$990K	Buy	51,301 +38,396	+298%	+$737K	0.08%	239
2016 Q3	$251K	Buy	12,905 +859	+7%	+$16.8K	0.02%	531
2016 Q2	$235K	Sell	12,046 -1,285	-10%	-$24.3K	0.02%	559
2016 Q1	$252K	Sell	13,331 -4,338	-25%	-$80.6K	0.02%	511
2015 Q4	$328K	Buy	17,669 +6,670	+61%	+$126K	0.03%	494
2015 Q3	$210K	Buy	10,999 +629	+6%	+$11.9K	0.02%	554
2015 Q2	$198K	Buy	+10,370	New	+$199K	0.02%	584
2015 Q1	–	Sell	-2,000	Closed	-$37.8K	–	1149
2014 Q4	$37.8K	Buy	+2,000	New	+$38K	﹤0.01%	1405

Other funds holding FPE

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

ACM

Aviance Capital Management Sarasota, Florida $668M AUM 88.42% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

HWA

HCR Wealth Advisors Los Angeles, California $1.12B AUM 33.13% 1-Year Est. Return

IFG Advisory Atlanta, Georgia $34.9M AUM 20.48% 1-Year Est. Return

HighTower Advisors Chicago, Illinois $103B AUM 28.65% 1-Year Est. Return

National Planning Corporation's FPE Position: Q4 2017 in Review

National Planning Corporation sold out of First Trust Preferred Securities and Income ETF (FPE) in Q4 2017, closing a stake of 83,483 shares — an estimated $1.68M sold.

National Planning Corporation first reported a position in FPE in Q4 2014 and held it in 11 quarters. The position peaked at $3.46M in Q2 2017. 180 funds tracked by Wall St. Rank hold FPE as of Q4 2017.

National Planning Corporation reported no remaining First Trust Preferred Securities and Income ETF position as of Q4 2017 after selling out during the quarter.
National Planning Corporation sold 83,483 First Trust Preferred Securities and Income ETF shares in Q4 2017, an estimated $1.68M.
National Planning Corporation first reported a position in First Trust Preferred Securities and Income ETF in Q4 2014 and held it in 11 quarters.
National Planning Corporation's First Trust Preferred Securities and Income ETF position peaked at $3.46M in Q2 2017.
180 funds tracked by Wall St. Rank held First Trust Preferred Securities and Income ETF as of Q4 2017.

Based on National Planning Corporation's 13F filing for Q4 2017, filed 14 Feb 2018.