B. Riley Wealth Advisors’s First Trust Preferred Securities and Income ETF FPE Stock Holding History

B. Riley Wealth Advisors’s Portfolio FPE Stock Details FPE Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q3	$927K	Buy	54,393 +14,224	+35%	+$252K	0.04%	405
2026 Q2	$720K	Buy	40,169 +2,500	+7%	+$45K	0.04%	383
2026 Q1	$664K	Buy	37,669 +2,555	+7%	+$46.5K	0.04%	379
2025 Q4	$640K	Sell	35,114 -5,245	-13%	-$95.9K	0.03%	449
2025 Q3	$736K	Buy	40,359 +3,734	+10%	+$67.4K	0.03%	415
2025 Q2	$652K	Buy	36,625 +4,585	+14%	+$80K	0.03%	447
2025 Q1	$564K	Buy	+32,040	New	+$569K	0.02%	711
2024 Q2	–	Sell	-171,273	Closed	-$2.74M	–	1472
2024 Q1	$2.74M	Buy	171,273 +149,128	+673%	+$2.55M	0.07%	266
2023 Q4	$373K	Sell	22,145 -149,128	-87%	-$2.41M	0.01%	959
2023 Q3	$2.74M	Buy	171,273 +19,731	+13%	+$318K	0.07%	266
2023 Q2	$2.42M	Sell	151,542 -47,393	-24%	-$753K	0.05%	318
2023 Q1	$3.18M	Buy	198,935 +14,133	+8%	+$244K	0.08%	237
2022 Q4	$3.1M	Sell	184,802 -71,938	-28%	-$1.21M	0.09%	239
2022 Q3	$4.29M	Buy	256,740 +188,096	+274%	+$3.32M	0.13%	170
2022 Q2	$1.18M	Sell	68,644 -12,361	-15%	-$223K	0.05%	363
2022 Q1	$1.54M	Sell	81,005 -12,791	-14%	-$249K	0.05%	357
2021 Q4	$1.91M	Buy	93,796 +2,190	+2%	+$44.6K	0.05%	368
2021 Q3	$1.88M	Buy	91,606 +9,646	+12%	+$199K	0.06%	356
2021 Q2	$1.69M	Buy	81,960 +11,915	+17%	+$243K	0.05%	380
2021 Q1	$1.41M	Buy	70,045 +39,195	+127%	+$791K	0.05%	395
2020 Q4	$623K	Sell	30,850 -4,038	-12%	-$79.8K	0.03%	463
2020 Q3	$669K	Sell	34,888 -1,020	-3%	-$19.5K	0.04%	432
2020 Q2	$662K	Buy	35,908 +4,903	+16%	+$88.5K	0.04%	369
2020 Q1	$509K	Sell	31,005 -2,811	-8%	-$53.9K	0.04%	376
2019 Q4	$679K	Sell	33,816 -3,186	-9%	-$63.4K	0.06%	330
2019 Q3	$731K	Buy	37,002 +7,921	+27%	+$155K	0.07%	286
2019 Q2	$564K	Buy	29,081 +736	+3%	+$14.1K	0.06%	334
2019 Q1	$541K	Sell	28,345 -6,174	-18%	-$116K	0.07%	312
2018 Q4	$620K	Buy	34,519 +1,355	+4%	+$25.1K	0.09%	244
2018 Q3	$634K	Sell	33,164 -9,801	-23%	-$188K	0.08%	289
2018 Q2	$819K	Sell	42,965 -3,866	-8%	-$74.8K	0.11%	206
2018 Q1	$912K	Sell	46,831 -2,751	-6%	-$54.4K	0.13%	183
2017 Q4	$993K	Buy	49,582 +1,059	+2%	+$21.3K	0.13%	179
2017 Q3	$974K	Sell	48,523 -2,711	-5%	-$54.5K	0.16%	146
2017 Q2	$1.03M	Buy	51,234 +1,923	+4%	+$38.1K	0.19%	144
2017 Q1	$963K	Buy	49,311 +13,057	+36%	+$253K	0.19%	133
2016 Q4	$689K	Buy	36,254 +11,309	+45%	+$217K	0.14%	178
2016 Q3	$261K	Buy	24,945 +622	+3%	+$12.1K	0.05%	454
2016 Q2	$243K	Buy	24,323 +143	+0.6%	+$2.71K	0.05%	471
2016 Q1	$235K	Buy	24,180 +12,049	+99%	+$224K	0.05%	422
2015 Q4	$230K	Sell	12,131 -525	-4%	-$9.94K	0.05%	447
2015 Q3	$238K	Buy	+12,656	New	+$240K	0.06%	419

Other funds holding FPE

PNC

Park National Corp Newark, Ohio $3.69B AUM 18.32% 1-Year Est. Return

AWE

Avidian Wealth Enterprises Houston, Texas $3.59B AUM 17.8% 1-Year Est. Return

Gradient Investments Arden Hills, Minnesota $7B AUM 14.85% 1-Year Est. Return

FLI

Family Legacy Inc Greenville, South Carolina $363M AUM 22.81% 1-Year Est. Return

Wealth Enhancement Advisory Services Plymouth, Minnesota $67.3B AUM 21.9% 1-Year Est. Return

SIS

Sound Income Strategies Ft Lauderdale, Florida $2.24B AUM 8.38% 1-Year Est. Return

FSBI

Fearless Solutions (Best Invest) San Antonio, Texas $197M AUM 23.54% 1-Year Est. Return

TFA

Toth Financial Advisory Leesburg, Virginia $1B AUM 19.18% 1-Year Est. Return

WAM

Walker Asset Management Verona, Missouri $197M AUM 22.74% 1-Year Est. Return

GCP

Gill Capital Partners Denver, Colorado $366M AUM 12.21% 1-Year Est. Return

B. Riley Wealth Advisors's FPE Position: Q3 2026 in Review

B. Riley Wealth Advisors increased its First Trust Preferred Securities and Income ETF (FPE) stake by 35% in Q3 2026, buying an estimated $252K and bringing the position to 54,393 shares worth $927K. The position accounts for 0.04% of the portfolio, ranked #405.

B. Riley Wealth Advisors first reported a position in FPE in Q3 2015 and has held it in 42 quarters since. The position peaked at $4.29M in Q3 2022. 42 funds tracked by Wall St. Rank hold FPE as of Q3 2026.

B. Riley Wealth Advisors held 54,393 shares of First Trust Preferred Securities and Income ETF worth $927K as of Q3 2026.
B. Riley Wealth Advisors bought 14,224 First Trust Preferred Securities and Income ETF shares in Q3 2026, an estimated $252K.
First Trust Preferred Securities and Income ETF made up 0.04% of B. Riley Wealth Advisors's portfolio in Q3 2026, its #405 holding.
B. Riley Wealth Advisors first reported a position in First Trust Preferred Securities and Income ETF in Q3 2015 and has held it in 42 quarters since.
B. Riley Wealth Advisors's First Trust Preferred Securities and Income ETF position peaked at $4.29M in Q3 2022.
42 funds tracked by Wall St. Rank held First Trust Preferred Securities and Income ETF as of Q3 2026.

Based on B. Riley Wealth Advisors's 13F filing for Q3 2026, filed 13 Oct 2026.