USCA RIA’s First Trust Preferred Securities and Income ETF FPE Stock Holding History

USCA RIA’s Portfolio FPE Stock Details FPE Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q2	–	Sell	-10,054	Closed	-$196K	–	457
2018 Q1	$196K	Sell	10,054 -500	-5%	-$9.88K	0.02%	412
2017 Q4	$211K	Hold	10,554	–	–	0.02%	410
2017 Q3	$211K	Hold	10,554	–	–	0.03%	377
2017 Q2	$211K	Hold	10,554	–	–	0.03%	383
2017 Q1	$206K	Hold	10,554	–	–	0.03%	375
2016 Q4	$200K	Sell	10,554 -1,800	-15%	-$34.6K	0.03%	359
2016 Q3	$242K	Hold	12,354	–	–	0.04%	335
2016 Q2	$235K	Buy	12,354 +11	+0.1%	+$208	0.04%	323
2016 Q1	$230K	Buy	12,343 +16	+0.1%	+$297	0.04%	306
2015 Q4	$234K	Buy	12,327 +216	+2%	+$4.09K	0.05%	316
2015 Q3	$227K	Buy	+12,111	New	+$230K	0.06%	304

Other funds holding FPE

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

MMA

Miracle Mile Advisors Los Angeles, California $8.53B AUM 21.43% 1-Year Est. Return

HighTower Advisors Chicago, Illinois $104B AUM 28.3% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

ACM

Aviance Capital Management Sarasota, Florida $668M AUM 6.48% 1-Year Est. Return

TNBTD

Trustmark National Bank Trust Department Jackson, Mississippi $1.68B AUM 19.26% 1-Year Est. Return

USCA RIA's FPE Position: Q2 2018 in Review

USCA RIA sold out of First Trust Preferred Securities and Income ETF (FPE) in Q2 2018, closing a stake of 10,054 shares — an estimated $196K sold.

USCA RIA first reported a position in FPE in Q3 2015 and held it in 11 quarters. The position peaked at $242K in Q3 2016. 187 funds tracked by Wall St. Rank hold FPE as of Q2 2018.

USCA RIA reported no remaining First Trust Preferred Securities and Income ETF position as of Q2 2018 after selling out during the quarter.
USCA RIA sold 10,054 First Trust Preferred Securities and Income ETF shares in Q2 2018, an estimated $196K.
USCA RIA first reported a position in First Trust Preferred Securities and Income ETF in Q3 2015 and held it in 11 quarters.
USCA RIA's First Trust Preferred Securities and Income ETF position peaked at $242K in Q3 2016.
187 funds tracked by Wall St. Rank held First Trust Preferred Securities and Income ETF as of Q2 2018.

Based on USCA RIA's 13F filing for Q2 2018, filed 8 Aug 2018.