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First Trust Mid Cap Core AlphaDEX Fund
FNX

109 hedge funds and large institutions have $417M invested in First Trust Mid Cap Core AlphaDEX Fund in 2019 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 33 increasing their positions, 49 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

1.2% less ownership

Funds ownership: 50.61% → 49.4% (-1.2%)

4% less funds holding

Funds holding: 113 → 109 (-4)

8% less capital invested

Capital invested by funds: $454M → $417M (-$37.3M)

33% less repeat investments, than reductions

Existing positions increased: 33 | Existing positions reduced: 49

44% less first-time investments, than exits

New positions opened: 5 | Existing positions closed: 9

Holders
109
Holders Change
-4
Holders Change %
-3.54%
% of All Funds
2.39%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
5
Increased
33
Reduced
49
Closed
9
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
RJA
Raymond James & Associates
Florida
+$6.49M
2
Ameriprise
Ameriprise
Minnesota
+$1.44M
3
GIA
Gladstone Institutional Advisory
Florida
+$919K
4
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
+$773K
5
AG
Advisor Group
Arizona
+$656K

Top Sellers

Rank Fund Capital Flow
1
Stifel Financial
Stifel Financial
Missouri
-$10.5M
2
Morgan Stanley
Morgan Stanley
New York
-$7M
3
Citadel Advisors
Citadel Advisors
Florida
-$3.79M
4
Wells Fargo
Wells Fargo
California
-$3.05M
5
Jane Street
Jane Street
New York
-$2.15M
Name Holding Trade Value Shares
Change 		Change in
Stake
FHA
101
First Horizon Advisors
Tennessee
$17K +$68 +1 +0.4%
Fifth Third Bancorp
102
Fifth Third Bancorp
Ohio
$15K – – –
LWM
103
Liberty Wealth Management
California
$11K +$68 +1 +0.6%
PFBT
104
Parkside Financial Bank & Trust
Missouri
$5K – – –
FGAM
105
Financial Gravity Asset Management
Texas
$4K – – –
WEC
106
Winslow Evans & Crocker
Massachusetts
$4K – – –
TFA
107
Transamerica Financial Advisors
Florida
$2K -$11.2K -165 -91%
CIAS
108
Capital Investment Advisory Services
North Carolina
$2K – – –
SWP
109
Stratos Wealth Partners
Ohio
– -$1.04M -15,103 Closed
GSWM
110
Golden State Wealth Management
California
– -$735K -10,690 Closed
SG
111
StoneX Group
New York
– -$284K -4,127 Closed
BW
112
Bison Wealth
Georgia
– -$248K -3,598 Closed
VAG
113
VisionPoint Advisory Group
Texas
– -$209K -3,033 Closed
CB
114
CNB Bank
Pennsylvania
– -$24K -351 Closed
FDCDDQ
115
Federation des caisses Desjardins du Quebec
Quebec, Canada
– -$13.8K -200 Closed
VFA
116
Valeo Financial Advisors
Indiana
– -$8K -120 Closed
1 2 3 4
5

FNX Hedge Fund Activity: Q3 2019 in Review

109 of the 4,560 institutional investors tracked by Wall St. Rank reported a position in First Trust Mid Cap Core AlphaDEX Fund (FNX) for Q3 2019, worth a combined $417M — down 8.2% from $454M a quarter earlier.

Sellers outnumbered buyers: 9 funds closed out of FNX and 5 opened new positions — a net loss of 4 holders — while 49 trimmed existing stakes and 33 added.

The largest buyer was Raymond James & Associates, adding an estimated $6.49M. The largest seller was Stifel Financial, cutting an estimated $10.5M.

  • 109 institutional investors held First Trust Mid Cap Core AlphaDEX Fund (FNX) as of Q3 2019, down from 113 in Q2 2019.
  • Funds reported $417M of First Trust Mid Cap Core AlphaDEX Fund stock for Q3 2019, down 8.2% quarter-over-quarter.
  • 5 funds opened new First Trust Mid Cap Core AlphaDEX Fund positions in Q3 2019 and 9 closed out, a net change of -4 holders.
  • The largest First Trust Mid Cap Core AlphaDEX Fund buyer in Q3 2019 was Raymond James & Associates, an estimated $6.49M added.
  • The largest First Trust Mid Cap Core AlphaDEX Fund seller in Q3 2019 was Stifel Financial, an estimated $10.5M sold.

Based on aggregated 13F filings for Q3 2019.