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First Trust Mid Cap Core AlphaDEX Fund

137 hedge funds and large institutions have $590M invested in First Trust Mid Cap Core AlphaDEX Fund in 2021 Q3 according to their latest regulatory filings, with 12 funds opening new positions, 58 increasing their positions, 38 reducing their positions, and 13 closing their positions.

New
Increased
Maintained
Reduced
Closed

53% more repeat investments, than reductions

Existing positions increased: 58 | Existing positions reduced: 38

0% more funds holding in top 10

Funds holding in top 10: 44 (0)

0.43% less ownership

Funds ownership: 57.78%57.35% (-0.43%)

3% less capital invested

Capital invested by funds: $605M → $590M (-$15.5M)

8% less first-time investments, than exits

New positions opened: 12 | Existing positions closed: 13

2% less funds holding

Funds holding: 140137 (-3)

Holders
137
Holders Change
-3
Holders Change %
-2.14%
% of All Funds
2.4%
Holding in Top 10
4
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.07%
New
12
Increased
58
Reduced
38
Closed
13
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
EW
76
Element Wealth
Mississippi
$442K -$398 -4 -0.1%
RA
77
RFG Advisory
Alabama
$434K +$63.2K +635 +17%
BMWM
78
Brown Miller Wealth Management
Virginia
$432K
CS
79
Comerica Securities
Michigan
$431K
AWM
80
AE Wealth Management
Kansas
$421K +$109K +1,097 +34%
GIA
81
Gladstone Institutional Advisory
Florida
$415K +$39.9K +401 +10%
APA
82
American Portfolios Advisors
New York
$372K -$6.07K -61 -2%
SG
83
StoneX Group
New York
$367K -$199 -2 -0.1%
GSWM
84
Golden State Wealth Management
California
$348K +$69.8K +701 +24%
TWM
85
Titus Wealth Management
California
$339K -$2.49K -25 -0.7%
1W
86
1776 Wealth
Georgia
$330K +$79.5K +798 +31%
GVAG
87
Great Valley Advisor Group
Delaware
$328K -$4.58K -46 -1%
AWAP
88
Alliance Wealth Advisors (Pennsylvania)
Pennsylvania
$314K -$25.1K -252 -7%
WS
89
Wedbush Securities
California
$306K +$26.2K +263 +9%
NFG
90
Nations Financial Group
Iowa
$293K
IC
91
Intersect Capital
California
$290K
RG
92
Rathbones Group
United Kingdom
$284K +$33.5K +336 +13%
HPC
93
HM Payson & Co
Maine
$267K
MSAM
94
Moloney Securities Asset Management
Missouri
$250K -$80.1K -804 -24%
CFA
95
Cahill Financial Advisors
Minnesota
$234K -$31.1K -312 -12%
Creative Planning
96
Creative Planning
Kansas
$216K +$3.88K +39 +2%
HR
97
Howe & Rusling
New York
$207K
FHA
98
Flagship Harbor Advisors
Massachusetts
$204K
AIC
99
Ameritas Investment Company
Nebraska
$203K +$100 +1 +0%
IFG
100
Independent Financial Group
California
$200K +$204K +2,050 New

FNX Hedge Fund Activity: Q3 2021 in Review

137 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in First Trust Mid Cap Core AlphaDEX Fund (FNX) for Q3 2021, worth a combined $590M — down 2.6% from $605M a quarter earlier.

Sellers outnumbered buyers: 13 funds closed out of FNX and 12 opened new positions — a net loss of 1 holder — while 38 trimmed existing stakes and 58 added.

The largest buyer was Citadel Advisors, opening a new position worth an estimated $4.03M. The largest seller was Pinnacle Family Advisors, exiting entirely with an estimated $3.15M sold.

  • 137 institutional investors held First Trust Mid Cap Core AlphaDEX Fund (FNX) as of Q3 2021, down from 140 in Q2 2021.
  • Funds reported $590M of First Trust Mid Cap Core AlphaDEX Fund stock for Q3 2021, down 2.6% quarter-over-quarter.
  • 12 funds opened new First Trust Mid Cap Core AlphaDEX Fund positions in Q3 2021 and 13 closed out, a net change of -1 holder.
  • The largest First Trust Mid Cap Core AlphaDEX Fund buyer in Q3 2021 was Citadel Advisors, an estimated $4.03M added.
  • The largest First Trust Mid Cap Core AlphaDEX Fund seller in Q3 2021 was Pinnacle Family Advisors, an estimated $3.15M sold.

Based on aggregated 13F filings for Q3 2021.