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First Trust Mid Cap Core AlphaDEX Fund
FNX

140 hedge funds and large institutions have $605M invested in First Trust Mid Cap Core AlphaDEX Fund in 2021 Q2 according to their latest regulatory filings, with 25 funds opening new positions, 63 increasing their positions, 29 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

213% more first-time investments, than exits

New positions opened: 25 | Existing positions closed: 8

117% more repeat investments, than reductions

Existing positions increased: 63 | Existing positions reduced: 29

100% more funds holding in top 10

Funds holding in top 10: 2 → 4 (+2)

20% more capital invested

Capital invested by funds: $506M → $605M (+$99.5M)

13% more funds holding

Funds holding: 124 → 140 (+16)

1.38% more ownership

Funds ownership: 56.4% → 57.78% (+1.4%)

Holders
140
Holders Change
+16
Holders Change %
+12.9%
% of All Funds
2.44%
Holding in Top 10
4
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+100%
% of All Funds
0.07%
New
25
Increased
63
Reduced
29
Closed
8
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
GSEP
Golden State Equity Partners
California
+$9.11M
2
LPL Financial
LPL Financial
California
+$5.87M
3
RJA
Raymond James & Associates
Florida
+$4.77M
4
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
+$4.02M
5
RJFSA
Raymond James Financial Services Advisors
Florida
+$3.84M

Top Sellers

1
MIAN
Mariner Independent Advisor Network
Kansas
-$2.61M
2
FTUS
Flow Traders U.S.
New York
-$1.75M
3
CWS
Cypress Wealth Services
California
-$1.3M
4
KPWS
Kestra Private Wealth Services
Texas
-$1.3M
5
CP
Camelot Portfolios
Ohio
-$524K
Name Holding Trade Value Shares
Change 		Change in
Stake
EW
76
Element Wealth
Mississippi
$453K – – –
BMWM
77
Brown Miller Wealth Management
Virginia
$442K +$392 +4 +0.1%
CS
78
Comerica Securities
Michigan
$441K -$79K -805 -15%
IWM
79
IHT Wealth Management
Illinois
$432K -$139K -1,419 -25%
SWM
80
Spire Wealth Management
Virginia
$412K +$82.4K +840 +26%
APA
81
American Portfolios Advisors
New York
$388K +$106K +1,080 +39%
GIA
82
Gladstone Institutional Advisory
Florida
$386K +$57.9K +590 +18%
RA
83
RFG Advisory
Alabama
$381K -$86.7K -884 -19%
SG
84
StoneX Group
New York
$376K +$369K +3,759 New
TWM
85
Titus Wealth Management
California
$350K +$4.91K +50 +1%
AWAP
86
Alliance Wealth Advisors (Pennsylvania)
Pennsylvania
$347K +$14.4K +147 +4%
MSAM
87
Moloney Securities Asset Management
Missouri
$337K +$330K +3,367 New
AWM
88
AE Wealth Management
Kansas
$322K -$22.2K -226 -7%
GVAG
89
Great Valley Advisor Group
Delaware
$319K – – –
NFG
90
Nations Financial Group
Iowa
$300K +$4.91K +50 +2%
IC
91
Intersect Capital
California
$297K – – –
WS
92
Wedbush Securities
California
$287K +$63.9K +651 +29%
GSWM
93
Golden State Wealth Management
California
$287K +$281K +2,863 New
HPC
94
HM Payson & Co
Maine
$274K – – –
CFA
95
Cahill Financial Advisors
Minnesota
$271K +$294 +3 +0.1%
1W
96
1776 Wealth
Georgia
$259K – – –
RG
97
Rathbones Group
United Kingdom
$257K -$23.8K -243 -9%
CBFP
98
Cedar Brook Financial Partners
Ohio
$222K +$218K +2,218 New
Creative Planning
99
Creative Planning
Kansas
$217K +$213K +2,170 New
HR
100
Howe & Rusling
New York
$212K -$17.7K -180 -8%
2 3
4
5 6

FNX Hedge Fund Activity: Q2 2021 in Review

140 of the 5,745 institutional investors tracked by Wall St. Rank reported a position in First Trust Mid Cap Core AlphaDEX Fund (FNX) for Q2 2021, worth a combined $605M — up 20% from $506M a quarter earlier.

Buyers outnumbered sellers: 25 funds opened new FNX positions and 8 closed out — a net gain of 17 holders — while 63 added to existing stakes and 29 trimmed.

The largest buyer was Golden State Equity Partners, opening a new position worth an estimated $9.11M. The largest seller was Mariner Independent Advisor Network, cutting an estimated $2.61M.

  • 140 institutional investors held First Trust Mid Cap Core AlphaDEX Fund (FNX) as of Q2 2021, up from 124 in Q1 2021.
  • Funds reported $605M of First Trust Mid Cap Core AlphaDEX Fund stock for Q2 2021, up 20% quarter-over-quarter.
  • 25 funds opened new First Trust Mid Cap Core AlphaDEX Fund positions in Q2 2021 and 8 closed out, a net change of +17 holders.
  • The largest First Trust Mid Cap Core AlphaDEX Fund buyer in Q2 2021 was Golden State Equity Partners, an estimated $9.11M added.
  • The largest First Trust Mid Cap Core AlphaDEX Fund seller in Q2 2021 was Mariner Independent Advisor Network, an estimated $2.61M sold.

Based on aggregated 13F filings for Q2 2021.