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First Trust Mid Cap Core AlphaDEX Fund
FNX

111 hedge funds and large institutions have $508M invested in First Trust Mid Cap Core AlphaDEX Fund in 2018 Q3 according to their latest regulatory filings, with 14 funds opening new positions, 42 increasing their positions, 33 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

56% more first-time investments, than exits

New positions opened: 14 | Existing positions closed: 9

27% more repeat investments, than reductions

Existing positions increased: 42 | Existing positions reduced: 33

10% more capital invested

Capital invested by funds: $461M → $508M (+$46.9M)

4% more funds holding

Funds holding: 107 → 111 (+4)

1.06% less ownership

Funds ownership: 55.07% → 54% (-1.1%)

50% less funds holding in top 10

Funds holding in top 10: 2 → 1 (-1)

Holders
111
Holders Change
+4
Holders Change %
+3.74%
% of All Funds
2.54%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.02%
New
14
Increased
42
Reduced
33
Closed
9
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
BTS
BB&T Securities
Virginia
+$9.71M
2
Morgan Stanley
Morgan Stanley
New York
+$5.81M
3
Wells Fargo
Wells Fargo
California
+$5.04M
4
RJFSA
Raymond James Financial Services Advisors
Florida
+$4.83M
5
RJA
Raymond James & Associates
Florida
+$3.79M

Top Sellers

Rank Fund Capital Flow
1
CWM
Cornerstone Wealth Management
Missouri
-$5.55M
2
Envestnet Asset Management
Envestnet Asset Management
Illinois
-$3.69M
3
First Trust Advisors
First Trust Advisors
Illinois
-$3.22M
4
TFA
Transamerica Financial Advisors
Florida
-$2.15M
5
HSA
HBK Sorce Advisory
Pennsylvania
-$2.14M
Name Holding Trade Value Shares
Change 		Change in
Stake
LI
76
LVZ Inc
Michigan
$274K -$49.9K -701 -15%
LWAC
77
Laurel Wealth Advisors (California)
California
$245K +$244K +3,427 New
BAAM
78
Baker Avenue Asset Management
California
$238K – – –
CFGS
79
Concourse Financial Group Securities
Alabama
$237K +$236K +3,315 New
Renaissance Technologies
80
Renaissance Technologies
New York
$215K -$85.4K -1,200 -29%
BRWM
81
B. Riley Wealth Management
Tennessee
$210K +$208K +2,927 New
SF
82
Synovus Financial
Georgia
$203K – – –
AA
83
AlphaMark Advisors
Kentucky
$159K +$7.11K +100 +5%
BFEC
84
Benjamin F. Edwards & Company
Missouri
$134K +$11.7K +164 +10%
Northwestern Mutual Wealth Management
85
Northwestern Mutual Wealth Management
Wisconsin
$127K +$126K +1,772 New
GWM
86
Geneos Wealth Management
Colorado
$103K +$96.2K +1,353 +1,487%
CHC
87
City Holding Co
West Virginia
$102K – – –
CWA
88
Clarus Wealth Advisors
Arizona
$79K +$3.56K +50 +5%
ASN
89
Advisory Services Network
Georgia
$78K – – –
RCAG
90
Rehmann Capital Advisory Group
Michigan
$55.5K – – –
WAP
91
Wealthcare Advisory Partners
Pennsylvania
$45K -$7.11K -100 -14%
FDCDDQ
92
Federation des caisses Desjardins du Quebec
Quebec, Canada
$29.5K – – –
AA
93
Ancora Advisors
Ohio
$28K +$28.2K +397 New
BWP
94
Baldwin Wealth Partners
Massachusetts
$24K – – –
CTC
95
Central Trust Company
Missouri
$24K – – –
TFA
96
Transamerica Financial Advisors
Florida
$23K -$2.15M -30,185 -99%
US Bancorp
97
US Bancorp
Minnesota
$21K – – –
AF
98
Advisornet Financial
Minnesota
$21K +$20.6K +290 New
AIM
99
Anchor Investment Management
South Carolina
$19.6K – – –
WCM
100
Whitener Capital Management
North Carolina
$19K +$19.6K +275 New
1 2 3
4
5

FNX Hedge Fund Activity: Q3 2018 in Review

111 of the 4,374 institutional investors tracked by Wall St. Rank reported a position in First Trust Mid Cap Core AlphaDEX Fund (FNX) for Q3 2018, worth a combined $508M — up 10% from $461M a quarter earlier.

Buyers outnumbered sellers: 14 funds opened new FNX positions and 9 closed out — a net gain of 5 holders — while 42 added to existing stakes and 33 trimmed.

The largest buyer was BB&T Securities, adding an estimated $9.71M. The largest seller was Cornerstone Wealth Management, cutting an estimated $5.55M.

  • 111 institutional investors held First Trust Mid Cap Core AlphaDEX Fund (FNX) as of Q3 2018, up from 107 in Q2 2018.
  • Funds reported $508M of First Trust Mid Cap Core AlphaDEX Fund stock for Q3 2018, up 10% quarter-over-quarter.
  • 14 funds opened new First Trust Mid Cap Core AlphaDEX Fund positions in Q3 2018 and 9 closed out, a net change of +5 holders.
  • The largest First Trust Mid Cap Core AlphaDEX Fund buyer in Q3 2018 was BB&T Securities, an estimated $9.71M added.
  • The largest First Trust Mid Cap Core AlphaDEX Fund seller in Q3 2018 was Cornerstone Wealth Management, an estimated $5.55M sold.

Based on aggregated 13F filings for Q3 2018.