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First Trust Mid Cap Core AlphaDEX Fund

127 hedge funds and large institutions have $462M invested in First Trust Mid Cap Core AlphaDEX Fund in 2019 Q4 according to their latest regulatory filings, with 25 funds opening new positions, 38 increasing their positions, 43 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

317% more first-time investments, than exits

New positions opened: 25 | Existing positions closed: 6

17% more funds holding

Funds holding: 109127 (+18)

11% more capital invested

Capital invested by funds: $417M → $462M (+$44.6M)

2.19% more ownership

Funds ownership: 49.4%51.59% (+2.2%)

12% less repeat investments, than reductions

Existing positions increased: 38 | Existing positions reduced: 43

Holders
127
Holders Change
+18
Holders Change %
+16.51%
% of All Funds
2.5%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.02%
New
25
Increased
38
Reduced
43
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
MIAN
26
Mariner Independent Advisor Network
Kansas
$2.19M +$65.4K +936 +3%
Citadel Advisors
27
Citadel Advisors
Florida
$2.17M +$269K +3,848 +15%
BAM
28
Bellevue Asset Management
Washington
$2.15M +$2.08M +29,724 New
SIAP
29
Sterling Investment Advisors (Pennsylvania)
Pennsylvania
$2.04M -$73.1K -1,045 -4%
CWS
30
Cypress Wealth Services
California
$1.93M -$41K -587 -2%
CPIG
31
Chicago Partners Investment Group
Illinois
$1.76M +$4.2K +60 +0.3%
FAAS
32
First Allied Advisory Services
California
$1.75M -$303K -4,334 -15%
PFS
33
Prospera Financial Services
Texas
$1.73M +$140 +2 +0%
WS
34
Wedbush Securities
California
$1.71M +$419K +6,000 +34%
BFC
35
Bedel Financial Consulting
Indiana
$1.69M
KWM
36
Kingsview Wealth Management
Oregon
$1.55M +$218K +3,119 +17%
OIA
37
OneDigital Investment Advisors
Kansas
$1.52M +$116K +1,664 +9%
Cetera Investment Advisers
38
Cetera Investment Advisers
Illinois
$1.42M -$3.01K -43 -0.2%
HighTower Advisors
39
HighTower Advisors
Illinois
$1.31M -$10.3K -147 -0.8%
CAN
40
Cetera Advisor Networks
California
$1.3M +$771K +11,031 +160%
FAIM
41
Financial Advocates Investment Management
Washington
$1.25M +$52.6K +753 +5%
CP
42
Camelot Portfolios
Ohio
$1.21M -$106K -1,510 -8%
AI
43
Atria Investments
North Carolina
$1.12M +$1.08M +15,469 New
DADC
44
D.A. Davidson & Co
Montana
$1.11M -$1.53M -21,847 -59%
APA
45
American Portfolios Advisors
New York
$1.05M -$57.6K -824 -5%
PSF
46
Pacific Sun Financial
California
$1.01M -$13.3K -190 -1%
JP Morgan Chase
47
JP Morgan Chase
New York
$991K -$39.7K -568 -4%
TRCT
48
Tower Research Capital (TRC)
New York
$943K +$20.2K +289 +2%
OC
49
Oppenheimer & Co
New York
$914K +$68.3K +977 +8%
SI
50
Stephens Inc
Arkansas
$809K -$34.5K -494 -4%

FNX Hedge Fund Activity: Q4 2019 in Review

127 of the 5,075 institutional investors tracked by Wall St. Rank reported a position in First Trust Mid Cap Core AlphaDEX Fund (FNX) for Q4 2019, worth a combined $462M — up 11% from $417M a quarter earlier.

Buyers outnumbered sellers: 25 funds opened new FNX positions and 6 closed out — a net gain of 19 holders — while 38 added to existing stakes and 43 trimmed.

The largest buyer was Wells Fargo, adding an estimated $4.97M. The largest seller was Royal Bank of Canada, cutting an estimated $2.78M.

  • 127 institutional investors held First Trust Mid Cap Core AlphaDEX Fund (FNX) as of Q4 2019, up from 109 in Q3 2019.
  • Funds reported $462M of First Trust Mid Cap Core AlphaDEX Fund stock for Q4 2019, up 11% quarter-over-quarter.
  • 25 funds opened new First Trust Mid Cap Core AlphaDEX Fund positions in Q4 2019 and 6 closed out, a net change of +19 holders.
  • The largest First Trust Mid Cap Core AlphaDEX Fund buyer in Q4 2019 was Wells Fargo, an estimated $4.97M added.
  • The largest First Trust Mid Cap Core AlphaDEX Fund seller in Q4 2019 was Royal Bank of Canada, an estimated $2.78M sold.

Based on aggregated 13F filings for Q4 2019.