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FLC

Flaherty & Crumrine Total Return Fund

Name Holding Trade Value Shares
Change
Change in
Stake
IA
26
IFP Advisors
Florida
$14K
Fifth Third Bancorp
27
Fifth Third Bancorp
Ohio
$8K
Creative Planning
28
Creative Planning
Kansas
$7K -$6.63K -328 -50%
PCM
29
Penserra Capital Management
California
$3K +$344 +17 +12%
Bank of New York Mellon
30
Bank of New York Mellon
New York
-$330K -15,770 Closed
TC
31
TFS Capital
Pennsylvania
-$209K -10,000 Closed
AG
32
Advisor Group
Arizona
-$78K -3,725 Closed
Northwestern Mutual Wealth Management
33
Northwestern Mutual Wealth Management
Wisconsin
-$67K -3,219 Closed