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First Trust Dow Jones Select MicroCap Index Fund

58 hedge funds and large institutions have $70.8M invested in First Trust Dow Jones Select MicroCap Index Fund in 2023 Q3 according to their latest regulatory filings, with 8 funds opening new positions, 14 increasing their positions, 24 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

14% more first-time investments, than exits

New positions opened: 8 | Existing positions closed: 7

2.1% more ownership

Funds ownership: 45.02%47.13% (+2.1%)

2% more funds holding

Funds holding: 5758 (+1)

1% more capital invested

Capital invested by funds: $70.4M → $70.8M (+$470K)

42% less repeat investments, than reductions

Existing positions increased: 14 | Existing positions reduced: 24

Holders
58
Holders Change
+1
Holders Change %
+1.75%
% of All Funds
0.92%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
8
Increased
14
Reduced
24
Closed
7
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
KWM
26
Kingsview Wealth Management
Oregon
$480K +$502K +8,769 New
PSF
27
Pacific Sun Financial
California
$466K -$5.72K -100 -1%
BCA
28
Bay Colony Advisors
Massachusetts
$464K -$25.4K -443 -5%
SMC
29
Smith, Moore & Co
Missouri
$439K -$4.98K -87 -1%
Charles Schwab
30
Charles Schwab
California
$426K +$445K +7,778 New
WWMSC
31
Wagner Wealth Management (South Carolina)
South Carolina
$387K -$13.8K -241 -3%
HighTower Advisors
32
HighTower Advisors
Illinois
$377K -$12.1K -211 -3%
APWA
33
Atlas Private Wealth Advisors
New Jersey
$369K -$147K -2,570 -28%
IFG
34
Independent Financial Group
California
$351K
CAPTRUST Financial Advisors
35
CAPTRUST Financial Advisors
North Carolina
$349K
VF
36
Virtu Financial
New York
$349K +$365K +6,378 New
Mariner
37
Mariner
Kansas
$273K
SFC
38
Strategic Financial Concepts
Texas
$263K +$275K +4,799 New
RJA
39
Raymond James & Associates
Florida
$229K -$3.55K -62 -1%
Truist Financial
40
Truist Financial
North Carolina
$221K +$458 +8 +0.2%
WCFA
41
Walkner Condon Financial Advisors
Wisconsin
$207K -$11.7K -204 -5%
LFG
42
Larson Financial Group
Missouri
$81.8K -$3.89K -68 -4%
SL
43
Salomon & Ludwin
Virginia
$71.4K +$74.6K +1,303 New
HI
44
Harbour Investments
Wisconsin
$66.4K +$4.24K +74 +6%
Comerica Bank
45
Comerica Bank
Texas
$48.6K +$50.8K +887 New
PNC Financial Services Group
46
PNC Financial Services Group
Pennsylvania
$36.4K
NA
47
NewEdge Advisors
Louisiana
$25.9K -$33.8K -590 -56%
HGERS
48
Householder Group Estate & Retirement Specialist
Arizona
$14.8K +$15.5K +270 New
SPIA
49
Steward Partners Investment Advisory
New York
$14.2K
Carson Wealth (CWM LLC)
50
Carson Wealth (CWM LLC)
Nebraska
$14K +$15.1K +263 New

FDM Hedge Fund Activity: Q3 2023 in Review

58 of the 6,301 institutional investors tracked by Wall St. Rank reported a position in First Trust Dow Jones Select MicroCap Index Fund (FDM) for Q3 2023, worth a combined $70.8M — up 0.67% from $70.4M a quarter earlier.

Buyers outnumbered sellers: 8 funds opened new FDM positions and 7 closed out — a net gain of 1 holder — while 14 added to existing stakes and 24 trimmed.

The largest buyer was Arkansas Financial Group, adding an estimated $842K. The largest seller was Avantax Advisory Services, exiting entirely with an estimated $421K sold.

  • 58 institutional investors held First Trust Dow Jones Select MicroCap Index Fund (FDM) as of Q3 2023, up from 57 in Q2 2023.
  • Funds reported $70.8M of First Trust Dow Jones Select MicroCap Index Fund stock for Q3 2023, up 0.67% quarter-over-quarter.
  • 8 funds opened new First Trust Dow Jones Select MicroCap Index Fund positions in Q3 2023 and 7 closed out, a net change of +1 holder.
  • The largest First Trust Dow Jones Select MicroCap Index Fund buyer in Q3 2023 was Arkansas Financial Group, an estimated $842K added.
  • The largest First Trust Dow Jones Select MicroCap Index Fund seller in Q3 2023 was Avantax Advisory Services, an estimated $421K sold.

Based on aggregated 13F filings for Q3 2023.