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First Trust Dow Jones Select MicroCap Index Fund

26 hedge funds and large institutions have $42M invested in First Trust Dow Jones Select MicroCap Index Fund in 2015 Q1 according to their latest regulatory filings, with 3 funds opening new positions, 9 increasing their positions, 6 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

50% more repeat investments, than reductions

Existing positions increased: 9 | Existing positions reduced: 6

5% more capital invested

Capital invested by funds: $40M → $42M (+$2.01M)

2.01% more ownership

Funds ownership: 28.32%30.33% (+2%)

7% less funds holding

Funds holding: 2826 (-2)

40% less first-time investments, than exits

New positions opened: 3 | Existing positions closed: 5

Holders
26
Holders Change
-2
Holders Change %
-7.14%
% of All Funds
0.69%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
3
Increased
9
Reduced
6
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
OCM
26
One Capital Management
California
-$307K -9,193 Closed
CA
27
Cetera Advisors
Colorado
-$227K -6,841 Closed
NPC
28
National Planning Corporation
California
-$76K -2,375 Closed
WA
29
Waverly Advisors
Alabama
-$13K -402 Closed
TRCT
30
Tower Research Capital (TRC)
New York
-$1K -44 Closed

FDM Hedge Fund Activity: Q1 2015 in Review

26 of the 3,752 institutional investors tracked by Wall St. Rank reported a position in First Trust Dow Jones Select MicroCap Index Fund (FDM) for Q1 2015, worth a combined $42M — up 5% from $40M a quarter earlier.

Sellers outnumbered buyers: 5 funds closed out of FDM and 3 opened new positions — a net loss of 2 holders — while 6 trimmed existing stakes and 9 added.

The largest buyer was Citadel Advisors, opening a new position worth an estimated $1.16M. The largest seller was Wells Fargo, cutting an estimated $828K.

  • 26 institutional investors held First Trust Dow Jones Select MicroCap Index Fund (FDM) as of Q1 2015, down from 28 in Q4 2014.
  • Funds reported $42M of First Trust Dow Jones Select MicroCap Index Fund stock for Q1 2015, up 5% quarter-over-quarter.
  • 3 funds opened new First Trust Dow Jones Select MicroCap Index Fund positions in Q1 2015 and 5 closed out, a net change of -2 holders.
  • The largest First Trust Dow Jones Select MicroCap Index Fund buyer in Q1 2015 was Citadel Advisors, an estimated $1.16M added.
  • The largest First Trust Dow Jones Select MicroCap Index Fund seller in Q1 2015 was Wells Fargo, an estimated $828K sold.

Based on aggregated 13F filings for Q1 2015.