ERC

Allspring Multi-Sector Income Fund
ERC

Overview Fund Activity

53 hedge funds and large institutions have $58.2M invested in Allspring Multi-Sector Income Fund in 2020 Q2 according to their latest regulatory filings, with 4 funds opening new positions, 17 increasing their positions, 22 reducing their positions, and 13 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
53
Holders Change
-9
Holders Change %
-14.52%
% of All Funds
1.09%
Holding in Top 10
–
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
–
New
4
Increased
17
Reduced
22
Closed
13
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
+$958K
2
Ameriprise
Ameriprise
Minnesota
+$926K
3
LA
LVW Advisors
New York
+$290K
4
AA
AQR Arbitrage
Connecticut
+$230K
5
SPIA
Steward Partners Investment Advisory
New York
+$83.5K

Top Sellers

1
Osaic Holdings
Osaic Holdings
Arizona
-$13.1M
2
SCM
Saba Capital Management
New York
-$5.62M
3
PPA
Parametric Portfolio Associates
Washington
-$1.06M
4
SFS
Shaker Financial Services
Virginia
-$808K
5
Jane Street
Jane Street
New York
-$766K
Name Holding Trade Value Shares
Change 		Shares
Change %
LWP
26
Legacy Wealth Planning
Nevada
$297K – – –
LA
27
LVW Advisors
New York
$290K +$290K +26,338 New
FFA
28
First Foundation Advisors
California
$247K -$61.7K -5,613 -20%
AAM
29
Advisors Asset Management
Colorado
$239K -$735K -66,686 -75%
Janney Montgomery Scott
30
Janney Montgomery Scott
Pennsylvania
$231K +$23.9K +2,176 +12%
Fiera Capital (Canada)
31
Fiera Capital (Canada)
Quebec, Canada
$223K +$51.7K +4,702 +30%
Commonwealth Equity Services
32
Commonwealth Equity Services
Massachusetts
$172K +$1.68K +153 +1%
RJT
33
Raymond James Trust
Florida
$157K +$9.95K +904 +7%
SBIA
34
Sheaff Brock Investment Advisors
Indiana
$145K -$8.78K -800 -6%
SWM
35
SeaCrest Wealth Management
New York
$135K +$7.98K +724 +6%
SPIA
36
Steward Partners Investment Advisory
New York
$135K +$83.5K +7,565 +162%
HCM
37
Hollencrest Capital Management
California
$117K – – –
PAG
38
Private Advisor Group
New Jersey
$83K +$83K +7,546 New
WAM
39
Wolverine Asset Management
Illinois
$71K -$763K -69,284 -91%
PNC Financial Services Group
40
PNC Financial Services Group
Pennsylvania
$51K -$9.99K -901 -16%
TJHA
41
Thomas J. Herzfeld Advisors
Florida
$33K +$33K +2,953 New
APA
42
American Portfolios Advisors
New York
$31.1K – – –
Wells Fargo
43
Wells Fargo
California
$23K -$46.3K -4,224 -67%
RIA
44
RPG Investment Advisory
California
$18K – – –
FWM
45
Focused Wealth Management
New York
$17K +$498 +46 +3%
Citigroup
46
Citigroup
New York
$11K – – –
TFS
47
TrustCore Financial Services
Tennessee
$9K – – –
PAM
48
Panagora Asset Management
Massachusetts
$6K – – –
WT
49
Washington Trust
Rhode Island
$5K – – –
WAS
50
Winch Advisory Services
Wisconsin
$1K +$26 +3 +3%
1
2
3