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Equus Total Return
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
WFI
1
West Family Investments
Carlsbad,
California
| $374K | – | – | – |
|
|
BI
2
Bulldog Investors
Saddle Brook,
New Jersey
| $143K | -$34.2K | -25,350 | -28% |
|
3
Royal Bank of Canada
Toronto,
Ontario, Canada
| $81K | -$19.8K | -14,700 | -28% |
|
|
SRC
4
Shufro Rose & Co
New York
| $38K | – | – | – |
|
|
BBPWM
5
Blue Bell Private Wealth Management
Blue Bell,
Pennsylvania
| $30K | – | – | – |
|
6
Morgan Stanley
New York
| $18K | +$11.5K | +8,500 | New |
|
7
Osaic Holdings
Scottsdale,
Arizona
| $2K | -$1 | -1 | -0.1% |
|
8
UBS Group
Zurich,
Switzerland
| $2K | +$266 | +197 | +28% |
|
|
WC
9
Wynnefield Capital
New York
| – | -$70K | -58,098 | Closed |
|
|
AC
10
Almitas Capital
Santa Monica,
California
| – | -$66K | -54,210 | Closed |
|
11
Northern Trust
Chicago,
Illinois
| – | -$37K | -30,986 | Closed |
|
|
AA
12
Ancora Advisors
Cleveland,
Ohio
| – | -$24K | -20,000 | Closed |
|
|
AAS
13
Avantax Advisory Services
Dallas,
Texas
| – | -$14K | -11,925 | Closed |
|
14
Wells Fargo
San Francisco,
California
| – | +$3 | +2 | New |
|