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Equus Total Return
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
BI
1
Bulldog Investors
Saddle Brook,
New Jersey
| $1.24M | – | – | – |
|
|
LCM
2
Landscape Capital Management
Englewood,
New Jersey
| $411K | -$30.8K | -14,225 | -8% |
|
3
Royal Bank of Canada
Toronto,
Ontario, Canada
| $385K | – | – | – |
|
|
AA
4
Ancora Advisors
Cleveland,
Ohio
| $324K | -$7.15K | -3,300 | -2% |
|
|
TJHA
5
Thomas J. Herzfeld Advisors
Miami Beach,
Florida
| $134K | -$17.6K | -8,113 | -13% |
|
|
BFM
6
Boothbay Fund Management
New York
| $81K | -$46.1K | -21,292 | -39% |
|
|
BBPWM
7
Blue Bell Private Wealth Management
Blue Bell,
Pennsylvania
| $72K | -$14.5K | -6,690 | -19% |
|
|
KAM
8
Kazazian Asset Management
Fort Lauderdale,
Florida
| $50K | -$27.3K | -12,600 | -39% |
|
|
SRC
9
Shufro Rose & Co
New York
| $44K | – | – | – |
|
10
Bank of America
Charlotte,
North Carolina
| $31K | +$17.6K | +8,113 | +179% |
|
|
DADC
11
D.A. Davidson & Co
Great Falls,
Montana
| $9K | +$8.66K | +4,000 | New |
|
12
UBS Group
Zurich,
Switzerland
| $7K | +$5.25K | +2,422 | +481% |
|
|
AG
13
Advisor Group
Phoenix,
Arizona
| $1K | -$1.4K | -645 | -53% |
|