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Equus Total Return
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
AA
1
Ancora Advisors
Cleveland,
Ohio
| $944K | +$62.7K | +40,600 | +4% |
|
|
WFI
2
West Family Investments
Carlsbad,
California
| $232K | – | – | – |
|
|
BI
3
Bulldog Investors
Saddle Brook,
New Jersey
| $102K | – | – | – |
|
|
WC
4
Wynnefield Capital
New York
| $55K | -$20.4K | -13,206 | -19% |
|
|
AC
5
Almitas Capital
Santa Monica,
California
| $51K | – | – | – |
|
6
Royal Bank of Canada
Toronto,
Ontario, Canada
| $51K | +$5.72K | +3,700 | +7% |
|
|
LCM
7
Landscape Capital Management
Englewood,
New Jersey
| $22K | -$24.5K | -15,824 | -40% |
|
8
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
| $20K | -$144 | -93 | -0.4% |
|
|
SRC
9
Shufro Rose & Co
New York
| $17K | – | – | – |
|
|
BBPWM
10
Blue Bell Private Wealth Management
Blue Bell,
Pennsylvania
| $12K | – | – | – |
|
11
UBS Group
Zurich,
Switzerland
| $4K | +$4.01K | +2,592 | +133% |
|
12
Victory Capital Management
San Antonio,
Texas
| $1K | +$323 | +209 | +17% |
|
13
Osaic Holdings
Scottsdale,
Arizona
| $1K | +$1.65K | +1,068 | New |
|
|
BFM
14
Boothbay Fund Management
New York
| – | -$177K | -96,900 | Closed |
|