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Equus Total Return
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
BI
1
Bulldog Investors
Saddle Brook,
New Jersey
| $925K | – | – | – |
|
|
LCM
2
Landscape Capital Management
Englewood,
New Jersey
| $345K | -$60.2K | -35,081 | -16% |
|
3
Royal Bank of Canada
Toronto,
Ontario, Canada
| $288K | – | – | – |
|
|
AA
4
Ancora Advisors
Cleveland,
Ohio
| $126K | +$117K | +68,000 | New |
|
|
TJHA
5
Thomas J. Herzfeld Advisors
Miami Beach,
Florida
| $113K | -$687 | -400 | -0.7% |
|
|
BBPWM
6
Blue Bell Private Wealth Management
Blue Bell,
Pennsylvania
| $71K | -$1.06K | -615 | -2% |
|
|
KAM
7
Kazazian Asset Management
Fort Lauderdale,
Florida
| $61K | – | – | – |
|
|
SRC
8
Shufro Rose & Co
New York
| $33K | – | – | – |
|
9
Bank of America
Charlotte,
North Carolina
| $8K | – | – | – |
|
|
AG
10
Advisor Group
Phoenix,
Arizona
| $2K | – | – | – |
|
|
TRCT
11
Tower Research Capital (TRC)
New York
| $1K | +$515 | +300 | New |
|
12
Citadel Advisors
Miami,
Florida
| – | -$24K | -13,263 | Closed |
|
13
UBS Group
Zurich,
Switzerland
| – | -$4K | -2,015 | Closed |
|
|
NFG
14
Next Financial Group
Houston,
Texas
| – | +$120 | +70 | New |
|