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Equus Total Return
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
BI
1
Bulldog Investors
Saddle Brook,
New Jersey
| $1.03M | -$22.1K | -11,513 | -2% |
|
|
RCM
2
Rivernorth Capital Management
West Palm Beach,
Florida
| $558K | – | – | – |
|
|
TJHA
3
Thomas J. Herzfeld Advisors
Miami Beach,
Florida
| $177K | -$635 | -331 | -0.4% |
|
4
Royal Bank of Canada
Toronto,
Ontario, Canada
| $92K | – | – | – |
|
|
SRC
5
Shufro Rose & Co
New York
| $36K | – | – | – |
|
6
Citadel Advisors
Miami,
Florida
| $22K | +$22.4K | +11,656 | New |
|
7
Bank of America
Charlotte,
North Carolina
| $18K | – | – | – |
|
8
Legal & General Group
London,
United Kingdom
| $17K | – | – | – |
|
9
Wells Fargo
San Francisco,
California
| $2K | +$1.79K | +932 | +5,482% |
|
|
LTFS
10
Ladenburg Thalmann Financial Services
Miami,
Florida
| $1K | – | – | – |
|
|
PSI
11
Pinnacle Summer Investments
Fairfax,
Virginia
| $1K | – | – | – |
|
|
BBPWM
12
Blue Bell Private Wealth Management
Blue Bell,
Pennsylvania
| – | -$25K | -13,054 | Closed |
|
|
U
13
UBS
Zurich,
Switzerland
| – | -$10K | -5,217 | Closed |
|