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Equus Total Return
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
1
Morgan Stanley
New York
| $80.2K | – | – | – |
|
|
SRC
2
Shufro Rose & Co
New York
| $60.6K | – | – | – |
|
|
SDWIA
3
Schwarz Dygos Wheeler Investment Advisors
Minneapolis,
Minnesota
| $45K | +$37.5K | +20,000 | New |
|
|
MCA
4
MSH Capital Advisors
Scottsdale,
Arizona
| $37.5K | +$31.2K | +16,666 | New |
|
|
BBPWM
5
Blue Bell Private Wealth Management
Blue Bell,
Pennsylvania
| $20.5K | – | – | – |
|
6
Osaic Holdings
Scottsdale,
Arizona
| $9.54K | +$421 | +225 | +6% |
|
|
NS
7
NBC Securities
Birmingham,
Alabama
| $6.3K | – | – | – |
|
8
Wells Fargo
San Francisco,
California
| $1 | – | – | – |
|
|
CL
9
CSS LLC
Chicago,
Illinois
| – | -$31.3K | -22,999 | Closed |
|
10
UBS Group
Zurich,
Switzerland
| – | -$9.23K | -6,788 | Closed |
|
11
Bank of America
Charlotte,
North Carolina
| – | -$136 | -100 | Closed |
|