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Equus Total Return
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
BI
1
Bulldog Investors
Saddle Brook,
New Jersey
| $885K | – | – | – |
|
|
LCM
2
Landscape Capital Management
Englewood,
New Jersey
| $392K | -$77.4K | -45,300 | -17% |
|
3
Royal Bank of Canada
Toronto,
Ontario, Canada
| $276K | – | – | – |
|
|
TJHA
4
Thomas J. Herzfeld Advisors
Miami Beach,
Florida
| $109K | -$7.13K | -4,174 | -6% |
|
|
BBPWM
5
Blue Bell Private Wealth Management
Blue Bell,
Pennsylvania
| $69K | – | – | – |
|
|
KAM
6
Kazazian Asset Management
Fort Lauderdale,
Florida
| $58K | – | – | – |
|
|
SRC
7
Shufro Rose & Co
New York
| $32K | – | – | – |
|
8
Citadel Advisors
Miami,
Florida
| $24K | +$22.7K | +13,263 | New |
|
9
Bank of America
Charlotte,
North Carolina
| $8K | – | – | – |
|
10
UBS Group
Zurich,
Switzerland
| $4K | +$3.19K | +1,864 | +1,234% |
|
|
AG
11
Advisor Group
Phoenix,
Arizona
| $2K | +$2.08K | +1,216 | New |
|
|
AIG
12
American International Group
New York
| – | -$1K | -571 | Closed |
|