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Equus Total Return
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
BI
1
Bulldog Investors
Saddle Brook,
New Jersey
| $999K | – | – | – |
|
|
LCM
2
Landscape Capital Management
Englewood,
New Jersey
| $361K | -$11.4K | -5,975 | -3% |
|
3
Royal Bank of Canada
Toronto,
Ontario, Canada
| $311K | – | – | – |
|
|
AA
4
Ancora Advisors
Cleveland,
Ohio
| $268K | +$124K | +65,300 | +96% |
|
|
TJHA
5
Thomas J. Herzfeld Advisors
Miami Beach,
Florida
| $124K | +$2.23K | +1,174 | +2% |
|
|
BFM
6
Boothbay Fund Management
New York
| $109K | +$103K | +54,000 | New |
|
|
BBPWM
7
Blue Bell Private Wealth Management
Blue Bell,
Pennsylvania
| $72K | -$4.1K | -2,155 | -6% |
|
|
KAM
8
Kazazian Asset Management
Fort Lauderdale,
Florida
| $65K | – | – | – |
|
|
SRC
9
Shufro Rose & Co
New York
| $36K | – | – | – |
|
10
Bank of America
Charlotte,
North Carolina
| $9K | – | – | – |
|
|
AG
11
Advisor Group
Phoenix,
Arizona
| $2K | – | – | – |
|
12
UBS Group
Zurich,
Switzerland
| $1K | +$959 | +504 | New |
|
|
TRCT
13
Tower Research Capital (TRC)
New York
| – | -$1K | -300 | Closed |
|
14
Northwestern Mutual Wealth Management
Milwaukee,
Wisconsin
| – | +$2 | +1 | New |
|