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Equus Total Return
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
BI
1
Bulldog Investors
Saddle Brook,
New Jersey
| $916K | – | – | – |
|
|
LCM
2
Landscape Capital Management
Englewood,
New Jersey
| $142K | +$27.3K | +15,165 | +23% |
|
|
TJHA
3
Thomas J. Herzfeld Advisors
Miami Beach,
Florida
| $138K | -$16.8K | -9,300 | -11% |
|
4
Royal Bank of Canada
Toronto,
Ontario, Canada
| $100K | -$4.41K | -2,446 | -4% |
|
|
BBPWM
5
Blue Bell Private Wealth Management
Blue Bell,
Pennsylvania
| $67K | – | – | – |
|
|
KAM
6
Kazazian Asset Management
Fort Lauderdale,
Florida
| $56K | – | – | – |
|
|
SRC
7
Shufro Rose & Co
New York
| $31K | – | – | – |
|
8
Bank of America
Charlotte,
North Carolina
| $23K | – | – | – |
|
9
UBS Group
Zurich,
Switzerland
| $10K | +$1.44K | +800 | +16% |
|
|
PSI
10
Pinnacle Summer Investments
Fairfax,
Virginia
| $1K | – | – | – |
|
|
CK
11
Carnick & Kubik
Colorado Springs,
Colorado
| $882 | +$909 | +504 | New |
|
12
Citadel Advisors
Miami,
Florida
| – | -$20K | -10,701 | Closed |
|