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Equus Total Return
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
BI
1
Bulldog Investors
Saddle Brook,
New Jersey
| $1.04M | -$44.6K | -23,636 | -4% |
|
|
RCM
2
Rivernorth Capital Management
West Palm Beach,
Florida
| $587K | – | – | – |
|
|
TJHA
3
Thomas J. Herzfeld Advisors
Miami Beach,
Florida
| $186K | – | – | – |
|
4
Royal Bank of Canada
Toronto,
Ontario, Canada
| $97K | – | – | – |
|
|
SRC
5
Shufro Rose & Co
New York
| $35K | -$2.83K | -1,502 | -8% |
|
|
BBPWM
6
Blue Bell Private Wealth Management
Blue Bell,
Pennsylvania
| $26K | +$24.6K | +13,054 | New |
|
7
Citadel Advisors
Miami,
Florida
| $21K | -$1.79K | -948 | -8% |
|
8
Bank of America
Charlotte,
North Carolina
| $19K | – | – | – |
|
9
Legal & General Group
London,
United Kingdom
| $18K | – | – | – |
|
10
Morgan Stanley
New York
| $12K | +$11.3K | +6,000 | New |
|
|
U
11
UBS
Zurich,
Switzerland
| $4K | +$4.4K | +2,330 | New |
|
12
Wells Fargo
San Francisco,
California
| $2K | +$4 | +2 | +0.2% |
|
|
PSI
13
Pinnacle Summer Investments
Fairfax,
Virginia
| $1K | – | – | – |
|
|
LTFS
14
Ladenburg Thalmann Financial Services
Miami,
Florida
| – | -$1K | -405 | Closed |
|