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Equus Total Return

Name Holding Trade Value Shares
Change
Change in
Stake
BI
1
Bulldog Investors
New Jersey
$129K
Morgan Stanley
2
Morgan Stanley
New York
$75K +$56.5K +30,161 +355%
Citadel Advisors
3
Citadel Advisors
Florida
$71K +$68.4K +36,538 New
SRC
4
Shufro Rose & Co
New York
$35K
CL
5
CSS LLC
Illinois
$28K +$27.2K +14,499 New
BBPWM
6
Blue Bell Private Wealth Management
Pennsylvania
$23K -$1.5K -800 -6%
UBS Group
7
UBS Group
Switzerland
$2K +$219 +117 +13%
Osaic Holdings
8
Osaic Holdings
Arizona
$1K -$1.07K -570 -53%
WFI
9
West Family Investments
California
-$374K -210,276 Closed
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
-$81K -37,729 Closed
Wells Fargo
11
Wells Fargo
California
+$375 +200 +10,000%