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Equus Total Return
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
WFI
1
West Family Investments
Carlsbad,
California
| $261K | -$44.6K | -33,527 | -14% |
|
|
BI
2
Bulldog Investors
Saddle Brook,
New Jersey
| $111K | -$20.6K | -15,443 | -14% |
|
|
WC
3
Wynnefield Capital
New York
| $70K | – | – | – |
|
|
AC
4
Almitas Capital
Santa Monica,
California
| $66K | – | – | – |
|
5
Royal Bank of Canada
Toronto,
Ontario, Canada
| $63K | -$1.6K | -1,200 | -2% |
|
6
Northern Trust
Chicago,
Illinois
| $37K | +$41.3K | +30,986 | New |
|
|
AA
7
Ancora Advisors
Cleveland,
Ohio
| $24K | -$78.6K | -59,048 | -75% |
|
|
SRC
8
Shufro Rose & Co
New York
| $21K | – | – | – |
|
|
BBPWM
9
Blue Bell Private Wealth Management
Blue Bell,
Pennsylvania
| $15K | – | – | – |
|
|
AAS
10
Avantax Advisory Services
Dallas,
Texas
| $14K | +$15.9K | +11,925 | New |
|
11
Osaic Holdings
Scottsdale,
Arizona
| $1K | – | – | – |
|
12
UBS Group
Zurich,
Switzerland
| $1K | +$947 | +711 | New |
|
|
LCM
13
Landscape Capital Management
Englewood,
New Jersey
| – | -$19K | -16,378 | Closed |
|
|
CAN
14
Cetera Advisor Networks
El Segundo,
California
| – | -$1K | -812 | Closed |
|