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Equus Total Return
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
BI
1
Bulldog Investors
Saddle Brook,
New Jersey
| $1.16M | +$1.49M | +633,562 | +121% |
|
|
TJHA
2
Thomas J. Herzfeld Advisors
Miami Beach,
Florida
| $204K | – | – | – |
|
3
Royal Bank of Canada
Toronto,
Ontario, Canada
| $157K | +$52.8K | +22,400 | +46% |
|
|
BBPWM
4
Blue Bell Private Wealth Management
Blue Bell,
Pennsylvania
| $85K | – | – | – |
|
|
LCM
5
Landscape Capital Management
Englewood,
New Jersey
| $76K | +$57K | +24,214 | +240% |
|
|
SRC
6
Shufro Rose & Co
New York
| $39K | – | – | – |
|
7
Bank of America
Charlotte,
North Carolina
| $29K | – | – | – |
|
8
Legal & General Group
London,
United Kingdom
| $20K | – | – | – |
|
9
Morgan Stanley
New York
| $11K | -$9.01K | -3,825 | -43% |
|
|
DADC
10
D.A. Davidson & Co
Great Falls,
Montana
| $3K | +$3.85K | +1,635 | New |
|
|
PSI
11
Pinnacle Summer Investments
Fairfax,
Virginia
| $1K | – | – | – |
|
12
Citigroup
New York
| – | -$22K | -9,054 | Closed |
|
13
Ameriprise
Minneapolis,
Minnesota
| – | +$250 | +106 | New |
|