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Equus Total Return
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
FIA
1
FNY Investment Advisers
New York
| $128K | -$17.5K | -11,736 | -12% |
|
|
SRC
2
Shufro Rose & Co
New York
| $87.6K | -$26.5K | -17,735 | -23% |
|
3
Morgan Stanley
New York
| $52.1K | – | – | – |
|
|
CL
4
CSS LLC
Chicago,
Illinois
| $33.6K | – | – | – |
|
|
BBPWM
5
Blue Bell Private Wealth Management
Blue Bell,
Pennsylvania
| $13.3K | – | – | – |
|
|
NS
6
NBC Securities
Birmingham,
Alabama
| $4K | – | – | – |
|
7
Osaic Holdings
Scottsdale,
Arizona
| $725 | +$743 | +497 | New |
|
8
UBS Group
Zurich,
Switzerland
| $54 | +$55 | +37 | New |
|
9
Wells Fargo
San Francisco,
California
| $1 | – | – | – |
|
|
MG
10
Marex Group
London,
| – | -$14.5K | -10,000 | Closed |
|