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Equus Total Return

Name Holding Trade Value Shares
Change
Change in
Stake
SRC
1
Shufro Rose & Co
New York
$224K
Morgan Stanley
2
Morgan Stanley
New York
$92K
CL
3
CSS LLC
Illinois
$38K
BBPWM
4
Blue Bell Private Wealth Management
Pennsylvania
$25K
UBS Group
5
UBS Group
Switzerland
$5K +$114 +45 +3%
Osaic Holdings
6
Osaic Holdings
Arizona
$1K
MSU
7
Mizuho Securities USA
New York
-$1.73M -60,616 Closed
AF
8
Advisornet Financial
Minnesota
-$1K -223 Closed