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Equus Total Return

Name Holding Trade Value Shares
Change
Change in
Stake
BI
1
Bulldog Investors
New Jersey
$129K
Morgan Stanley
2
Morgan Stanley
New York
$75K
SRC
3
Shufro Rose & Co
New York
$35K
CL
4
CSS LLC
Illinois
$28K
Citadel Advisors
5
Citadel Advisors
Florida
$20K -$50.6K -26,395 -72%
BBPWM
6
Blue Bell Private Wealth Management
Pennsylvania
$19K -$3.83K -2,000 -17%
UBS Group
7
UBS Group
Switzerland
$16K +$14.1K +7,365 +719%
Osaic Holdings
8
Osaic Holdings
Arizona
$1K
Wells Fargo
9
Wells Fargo
California
-$383 -200 -99%