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Equus Total Return

Name Holding Trade Value Shares
Change
Change in
Stake
FIA
1
FNY Investment Advisers
New York
$145K +$147K +100,000 New
SRC
2
Shufro Rose & Co
New York
$115K
Morgan Stanley
3
Morgan Stanley
New York
$51.7K -$2.14K -1,459 -4%
CL
4
CSS LLC
Illinois
$33.4K
MG
5
Marex Group
$14.5K +$14.7K +10,000 New
BBPWM
6
Blue Bell Private Wealth Management
Pennsylvania
$13.2K
NS
7
NBC Securities
Alabama
$4K
BWM
8
Baystate Wealth Management
Massachusetts
$1.45K +$1.47K +1,000 New
Wells Fargo
9
Wells Fargo
California
$1
Osaic Holdings
10
Osaic Holdings
Arizona
-$735 -497 Closed