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Equus Total Return

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$93K +$3.29K +1,350 +3%
SRC
2
Shufro Rose & Co
New York
$41K
CL
3
CSS LLC
Illinois
$34K
BBPWM
4
Blue Bell Private Wealth Management
Pennsylvania
$22K
UBS Group
5
UBS Group
Switzerland
$6K -$14.4K -5,895 -70%
AF
6
Advisornet Financial
Minnesota
$1K
Osaic Holdings
7
Osaic Holdings
Arizona
$1K
BI
8
Bulldog Investors
New Jersey
-$129K -66,126 Closed
Citadel Advisors
9
Citadel Advisors
Florida
-$20K -10,143 Closed