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Equus Total Return
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
BI
1
Bulldog Investors
Saddle Brook,
New Jersey
| $794K | -$22.9K | -14,466 | -3% |
|
|
LCM
2
Landscape Capital Management
Englewood,
New Jersey
| $425K | -$7.51K | -4,738 | -2% |
|
3
Royal Bank of Canada
Toronto,
Ontario, Canada
| $248K | +$158K | +100,000 | +183% |
|
|
TJHA
4
Thomas J. Herzfeld Advisors
Miami Beach,
Florida
| $104K | -$591 | -373 | -0.6% |
|
|
BBPWM
5
Blue Bell Private Wealth Management
Blue Bell,
Pennsylvania
| $61K | – | – | – |
|
|
KAM
6
Kazazian Asset Management
Fort Lauderdale,
Florida
| $52K | +$1.23K | +776 | +2% |
|
|
SRC
7
Shufro Rose & Co
New York
| $28K | – | – | – |
|
8
Bank of America
Charlotte,
North Carolina
| $7K | – | – | – |
|
|
AIG
9
American International Group
New York
| $1K | +$905 | +571 | New |
|
|
BFM
10
Boothbay Fund Management
New York
| – | -$30K | -17,015 | Closed |
|
11
Citadel Advisors
Miami,
Florida
| – | -$18K | -10,157 | Closed |
|
12
UBS Group
Zurich,
Switzerland
| – | -$1.48K | -934 | -86% |
|
|
TRCT
13
Tower Research Capital (TRC)
New York
| – | -$577 | -364 | -81% |
|