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Equus Total Return
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
BI
1
Bulldog Investors
Saddle Brook,
New Jersey
| $1.02M | -$155K | -78,541 | -7% |
|
|
TJHA
2
Thomas J. Herzfeld Advisors
Miami Beach,
Florida
| $172K | – | – | – |
|
3
Royal Bank of Canada
Toronto,
Ontario, Canada
| $114K | – | – | – |
|
|
LCM
4
Landscape Capital Management
Englewood,
New Jersey
| $83K | +$22.5K | +11,410 | +36% |
|
|
BBPWM
5
Blue Bell Private Wealth Management
Blue Bell,
Pennsylvania
| $74K | – | – | – |
|
|
KAM
6
Kazazian Asset Management
Fort Lauderdale,
Florida
| $62K | -$394 | -200 | -0.6% |
|
|
SRC
7
Shufro Rose & Co
New York
| $34K | – | – | – |
|
8
Citadel Advisors
Miami,
Florida
| $26K | -$4.28K | -2,174 | -14% |
|
9
Bank of America
Charlotte,
North Carolina
| $25K | – | – | – |
|
10
UBS Group
Zurich,
Switzerland
| $5K | -$2.3K | -1,170 | -30% |
|
|
PSI
11
Pinnacle Summer Investments
Fairfax,
Virginia
| $1K | – | – | – |
|
|
BFM
12
Boothbay Fund Management
New York
| – | -$46K | -21,756 | Closed |
|
13
Wells Fargo
San Francisco,
California
| – | +$2 | +1 | +5% |
|