Advisor Group’s Equus Total Return EQS Stock Holding History

Advisor Group’s Portfolio EQS Stock Details EQS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	$2K	Hold	1,068	–	–	﹤0.01%	4970
2019 Q3	$2K	Hold	1,068	–	–	﹤0.01%	4956
2019 Q2	$2K	Buy	1,068 +497	+87%	+$867	﹤0.01%	4960
2019 Q1	$1K	Hold	571	–	–	﹤0.01%	5057
2018 Q4	$1K	Hold	571	–	–	﹤0.01%	4955
2018 Q3	$1K	Hold	571	–	–	﹤0.01%	4956
2018 Q2	$1K	Hold	571	–	–	﹤0.01%	4784
2018 Q1	$1K	Hold	571	–	–	﹤0.01%	4807
2017 Q4	$1K	Hold	571	–	–	﹤0.01%	4810
2017 Q3	$1K	Hold	571	–	–	﹤0.01%	4668
2017 Q2	$1K	Hold	571	–	–	﹤0.01%	4622
2017 Q1	$1K	Sell	571 -645	-53%	-$1.4K	﹤0.01%	4512
2016 Q4	$2K	Hold	1,216	–	–	﹤0.01%	4210
2016 Q3	$2K	Hold	1,216	–	–	﹤0.01%	4150
2016 Q2	$2K	Buy	+1,216	New	+$2.08K	﹤0.01%	4082

Other funds holding EQS

Ancora Advisors Cleveland, Ohio $4.7B AUM 19.05% 1-Year Est. Return

WFI

West Family Investments Carlsbad, California $285M AUM 30.42% 1-Year Est. Return

Bulldog Investors Saddle Brook, New Jersey $445M AUM 2.55% 1-Year Est. Return

BFM

Boothbay Fund Management New York $7.71B AUM 106.31% 1-Year Est. Return

Wynnefield Capital New York $148M AUM 32.71% 1-Year Est. Return

Almitas Capital Santa Monica, California $443M AUM 42.36% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

LCM

Landscape Capital Management Englewood, New Jersey $1.58B AUM 26.88% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

SRC

Shufro Rose & Co New York $1.47B AUM 19.38% 1-Year Est. Return

Advisor Group's EQS Position: Q4 2019 in Review

Advisor Group held its Equus Total Return (EQS) position steady in Q4 2019 at 1,068 shares worth $2K. The position accounts for ﹤0.01% of the portfolio, ranked #4970.

Advisor Group first reported a position in EQS in Q2 2016 and has held it in 15 quarters since. 17 funds tracked by Wall St. Rank hold EQS as of Q4 2019.

Advisor Group held 1,068 shares of Equus Total Return worth $2K as of Q4 2019.
Advisor Group left its Equus Total Return share count unchanged in Q4 2019.
Equus Total Return made up ﹤0.01% of Advisor Group's portfolio in Q4 2019, its #4970 holding.
Advisor Group first reported a position in Equus Total Return in Q2 2016 and has held it in 15 quarters since.
17 funds tracked by Wall St. Rank held Equus Total Return as of Q4 2019.

Based on Advisor Group's 13F filing for Q4 2019, filed 12 Feb 2020.