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Advent Convertible and Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
ME
76
McIlrath & Eck
Washington
$9.61K – – –
Global Retirement Partners
77
Global Retirement Partners
California
$8.64K +$3.69K +323 +77%
TD Waterhouse Canada
78
TD Waterhouse Canada
Ontario, Canada
$7.87K – – –
GWP
79
Gen-Wealth Partners
Michigan
$5.91K +$5.8K +508 New
NSIM
80
North Star Investment Management
Illinois
$5.01K – – –
JP Morgan Chase
81
JP Morgan Chase
New York
$4.78K -$37.3K -3,267 -89%
Allworth Financial
82
Allworth Financial
California
$4.78K – – –
AssetMark Inc
83
AssetMark Inc
California
$3.13K +$3.07K +269 New
Wolverine Asset Management
84
Wolverine Asset Management
Illinois
$1.19K -$2.97M -260,348 -100%
Geneos Wealth Management
85
Geneos Wealth Management
Colorado
$1.18K – – –
VWM
86
Venturi Wealth Management
Texas
$1.15K +$34 +3 +3%
NS
87
NBC Securities
Alabama
$1K – – –
KA
88
Kozak & Associates
Colorado
$336 +$331 +29 New
FSI
89
Flow State Investments
Illinois
– -$767K -69,199 Closed
ARC
90
Advisor Resource Council
Texas
– -$627K -56,593 Closed
FFP
91
FourThought Financial Partners
Florida
– -$615K -55,506 Closed
EC
92
Elequin Capital
New York
– -$227K -20,465 Closed
NFG
93
Nations Financial Group
Iowa
– -$125K -11,287 Closed
TWM
94
Tradition Wealth Management
Minnesota
– -$21K -1,879 Closed
Carson Wealth (CWM LLC)
95
Carson Wealth (CWM LLC)
Nebraska
– -$21.3K -1,864 -98%
ANBT
96
American National Bank & Trust
Texas
– -$6.43K -580 Closed
Advisory Services Network
97
Advisory Services Network
Georgia
– -$3.18K -287 Closed