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Advent Convertible and Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Carson Wealth (CWM LLC)
76
Carson Wealth (CWM LLC)
Nebraska
$19K -$7.2K -649 -25%
TWM
77
Tradition Wealth Management
Minnesota
$19K +$599 +54 +3%
US Bancorp
78
US Bancorp
Minnesota
$15.5K -$11.7K -1,054 -41%
Bartlett & Co
79
Bartlett & Co
Ohio
$14K +$5.69K +513 +62%
Bartlett & Co Wealth Management
80
Bartlett & Co Wealth Management
Ohio
$13.6K +$5.69K +513 +62%
FGA
81
Fortis Group Advisors
New Jersey
$9.54K +$10.4K +934 New
SCA
82
Stonebridge Capital Advisors
Minnesota
$8.85K – – –
ME
83
McIlrath & Eck
Washington
$8.44K – – –
Larson Financial Group
84
Larson Financial Group
Missouri
$8.39K – – –
LFA
85
LGT Financial Advisors
Texas
$7.05K +$7.65K +690 New
TD Waterhouse Canada
86
TD Waterhouse Canada
Ontario, Canada
$6.94K – – –
NSIM
87
North Star Investment Management
Illinois
$4.4K – – –
JP Morgan Chase
88
JP Morgan Chase
New York
$4.2K -$76.9K -6,933 -94%
Allworth Financial
89
Allworth Financial
California
$4.2K – – –
Huntington National Bank
90
Huntington National Bank
Ohio
$4.2K – – –
Global Retirement Partners
91
Global Retirement Partners
California
$4.15K – – –
CAS
92
Coppell Advisory Solutions
Texas
$1.15K – – –
Advent Capital Management
93
Advent Capital Management
New York
– -$692K -60,642 Closed
PTC
94
Private Trust Company
Ohio
– -$429K -37,596 Closed
CF
95
Centaurus Financial
California
– -$191K -16,775 Closed
Stifel Financial
96
Stifel Financial
Missouri
– -$177K -15,518 Closed
Susquehanna International Group
97
Susquehanna International Group
Pennsylvania
– -$145K -12,747 Closed
EverSource Wealth Advisors
98
EverSource Wealth Advisors
Alabama
– -$3.88K -340 Closed
VWM
99
Venturi Wealth Management
Texas
– -$1.02K -89 Closed