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Advent Convertible and Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Bessemer Group
76
Bessemer Group
New Jersey
$12K +$12.5K +693 New
NSIM
77
North Star Investment Management
Illinois
$8K – – –
AF
78
Advisornet Financial
Minnesota
$7K – – –
Huntington National Bank
79
Huntington National Bank
Ohio
$7K – – –
Chilton Capital Management
80
Chilton Capital Management
Texas
$7K +$6.75K +373 New
Larson Financial Group
81
Larson Financial Group
Missouri
$7K +$7.44K +411 New
WFS
82
Widmann Financial Services
Maryland
$6K +$6.19K +342 New
AIP
83
Ahrens Investment Partners
Louisiana
$5K +$4.54K +251 New
FAG
84
Fortitude Advisory Group
Washington
$5K +$4.69K +259 New
TC
85
TAP Consulting
Missouri
$5K +$5.25K +290 New
Harbour Investments
86
Harbour Investments
Wisconsin
$3K -$2.01K -111 -37%
IAG
87
Investmark Advisory Group
Connecticut
$1K +$1.3K +72 New
Citadel Advisors
88
Citadel Advisors
Florida
– -$625K -35,725 Closed
Global Retirement Partners
89
Global Retirement Partners
California
– -$323K -18,448 Closed
Kestra Advisory Services
90
Kestra Advisory Services
Texas
– -$258K -14,711 Closed
Sigma Planning Corp
91
Sigma Planning Corp
Michigan
– -$191K -10,883 Closed
QC
92
Quantedge Capital
Singapore
– -$189K -10,784 Closed
Wolverine Asset Management
93
Wolverine Asset Management
Illinois
– -$150K -8,586 Closed
TJHA
94
Thomas J. Herzfeld Advisors
Florida
– -$100K -5,737 Closed
APWA
95
Atlas Private Wealth Advisors
New Jersey
– -$49K -2,773 Closed
FIA
96
FNY Investment Advisers
New York
– -$22K -1,284 Closed
MWC
97
MBM Wealth Consultants
Missouri
– -$18K -1,006 Closed
Bartlett & Co
98
Bartlett & Co
Ohio
– -$14K -822 Closed
Bartlett & Co Wealth Management
99
Bartlett & Co Wealth Management
Ohio
– -$14.4K -822 Closed
Citigroup
100
Citigroup
New York
– -$3K -166 Closed