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AVK

Advent Convertible and Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
AWM
51
AE Wealth Management
Kansas
$225K +$217K +14,872 New
FIA
52
FNY Investment Advisers
New York
$218K +$176K +12,079 +515%
SPC
53
Sigma Planning Corp
Michigan
$199K
SS
54
Simplicity Solutions
Minnesota
$180K +$174K +11,900 New
SPIA
55
Steward Partners Investment Advisory
New York
$150K
PFGIA
56
Patriot Financial Group Insurance Agency
Massachusetts
$124K
IFAM
57
Institutional & Family Asset Management
Colorado
$63K
CT
58
Caldwell Trust
Florida
$46.6K +$44.9K +3,081 New
Carson Wealth (CWM LLC)
59
Carson Wealth (CWM LLC)
Nebraska
$39K
ZB
60
Zions Bancorporation
Utah
$31K
NSIM
61
North Star Investment Management
Illinois
$29K
RIA
62
Realta Investment Advisors
Delaware
$24K -$37.4K -2,567 -62%
ASN
63
Advisory Services Network
Georgia
$20K +$933 +64 +5%
PNC Financial Services Group
64
PNC Financial Services Group
Pennsylvania
$16K +$11.2K +765 +267%
MWC
65
MBM Wealth Consultants
Missouri
$15K
VRM
66
Vectors Research Management
New York
$14K +$13.5K +924 New
BCWM
67
Bartlett & Co Wealth Management
Ohio
$12.4K
PAM
68
Panagora Asset Management
Massachusetts
$7K -$9.29K -637 -58%
AF
69
Advisornet Financial
Minnesota
$6K
SFS
70
Sowell Financial Services
Arkansas
$5K -$88 -6 -2%
GWM
71
Geneos Wealth Management
Colorado
$1K
TRCT
72
Tower Research Capital (TRC)
New York
$1K +$729 +50 New
JP Morgan Chase
73
JP Morgan Chase
New York
-$4.21M -296,432 Closed
FAM
74
Formidable Asset Management
Ohio
-$1.69M -120,054 Closed
BlackRock
75
BlackRock
New York
-$474K -33,361 Closed