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AVK

Advent Convertible and Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
WMS
26
Wealth Management Solutions
Pennsylvania
$1.01M +$1.02M +56,360 New
Cambridge Investment Research Advisors
27
Cambridge Investment Research Advisors
Iowa
$1.01M +$19.3K +1,065 +2%
NA
28
NewEdge Advisors
Louisiana
$951K +$957K +52,892 New
QCIG
29
Quad-Cities Investment Group
Iowa
$933K +$49K +2,708 +6%
TPWM
30
Twelve Points Wealth Management
Massachusetts
$928K +$934K +51,610 New
6M
31
6 Meridian
Kansas
$781K +$786K +43,427 New
AAS
32
Ameritas Advisory Services
Nebraska
$758K +$763K +42,179 New
Royal Bank of Canada
33
Royal Bank of Canada
Ontario, Canada
$735K +$36K +1,987 +5%
SC
34
Stolper & Co
Oklahoma
$733K +$39.9K +2,202 +6%
HBCM
35
Heron Bay Capital Management
Michigan
$648K -$443K -24,458 -40%
Stifel Financial
36
Stifel Financial
Missouri
$616K +$51.9K +2,865 +9%
MA
37
Mutual Advisors
Nebraska
$602K +$326K +18,001 +116%
FAM
38
Formidable Asset Management
Ohio
$547K -$2.01M -110,979 -78%
WCM
39
Windsor Capital Management
Arizona
$515K +$11.4K +632 +2%
Rockefeller Capital Management
40
Rockefeller Capital Management
New York
$513K +$243K +13,416 +89%
PAS
41
Park Avenue Securities
New York
$493K -$9.39K -519 -2%
NFG
42
Next Financial Group
Texas
$450K +$96.7K +5,340 +27%
SWM
43
Spire Wealth Management
Virginia
$435K +$27.8K +1,538 +7%
FF
44
FourThought Financial
Florida
$425K -$47.4K -2,621 -10%
Truist Financial
45
Truist Financial
North Carolina
$402K +$525 +29 +0.1%
NFG
46
Nations Financial Group
Iowa
$372K -$20.2K -1,118 -5%
AHIA
47
Andrew Hill Investment Advisors
Florida
$360K +$363K +20,058 New
PNC Financial Services Group
48
PNC Financial Services Group
Pennsylvania
$343K +$341K +18,820 +6,557%
PWPS
49
Pinnacle Wealth Planning Services
Ohio
$322K -$13.4K -741 -4%
CIA
50
Capital Investment Advisors
Georgia
$306K -$28.6K -1,581 -9%