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AVK

Advent Convertible and Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Baird Financial Group
26
Baird Financial Group
Wisconsin
$1.18M +$162K +11,761 +17%
AG
27
Advisor Group
Arizona
$1.17M +$50.4K +3,663 +5%
CCP
28
Clough Capital Partners
Massachusetts
$1.06M -$478K -34,713 -32%
EDRIA
29
Edmonds Duncan Registered Investment Advisors
Kansas
$939K
6M
30
6 Meridian
Kansas
$915K +$349K +25,389 +66%
QCIG
31
Quad-Cities Investment Group
Iowa
$784K +$5.51K +400 +0.7%
TJHA
32
Thomas J. Herzfeld Advisors
Florida
$607K +$159K +11,548 +38%
Cambridge Investment Research Advisors
33
Cambridge Investment Research Advisors
Iowa
$580K +$61.5K +4,469 +12%
AA
34
AQR Arbitrage
Connecticut
$534K +$64.6K +4,696 +14%
Commonwealth Equity Services
35
Commonwealth Equity Services
Massachusetts
$531K +$79K +5,736 +18%
Envestnet Asset Management
36
Envestnet Asset Management
Illinois
$483K +$93.7K +6,810 +25%
CF
37
Centaurus Financial
California
$410K +$39.4K +2,864 +11%
AAS
38
Avantax Advisory Services
Texas
$402K +$113K +8,216 +42%
CIA
39
Capital Investment Advisors
Georgia
$393K +$47.2K +3,432 +14%
Royal Bank of Canada
40
Royal Bank of Canada
Ontario, Canada
$389K +$104K +7,587 +39%
OC
41
Oppenheimer & Co
New York
$377K -$53.2K -3,863 -13%
PAS
42
Park Avenue Securities
New York
$367K -$39.7K -2,886 -10%
Stifel Financial
43
Stifel Financial
Missouri
$355K +$339K +24,607 New
CL
44
CSS LLC
Illinois
$317K
NFG
45
Nations Financial Group
Iowa
$261K -$3.54K -257 -1%
PWPS
46
Pinnacle Wealth Planning Services
Ohio
$259K +$11K +796 +5%
MOS
47
MGO One Seven
Ohio
$252K +$21.4K +1,558 +10%
MA
48
Mutual Advisors
Nebraska
$232K +$138 +10 +0.1%
Truist Financial
49
Truist Financial
North Carolina
$211K +$4.76K +346 +2%
HIM
50
Hanlon Investment Management
New Jersey
$200K +$191K +13,889 New