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AVK

Advent Convertible and Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Commonwealth Equity Services
26
Commonwealth Equity Services
Massachusetts
$479K -$10.9K -700 -2%
Ameriprise
27
Ameriprise
Minnesota
$384K -$438K -28,174 -54%
Baird Financial Group
28
Baird Financial Group
Wisconsin
$369K -$27.1K -1,746 -7%
DA
29
Doliver Advisors
Texas
$368K +$363K +23,370 New
LTFS
30
Ladenburg Thalmann Financial Services
Florida
$328K +$123K +7,929 +61%
NFG
31
Nations Financial Group
Iowa
$312K +$49.7K +3,201 +20%
IWM
32
IHT Wealth Management
Illinois
$289K +$202 +13 +2%
CAN
33
Cetera Advisor Networks
California
$279K -$126K -8,126 -31%
ASN
34
Advisory Services Network
Georgia
$182K +$2.95K +190 +2%
Millennium Management
35
Millennium Management
New York
$162K -$49K -3,156 -23%
AG
36
Advisor Group
Arizona
$155K +$3.15K +203 +2%
Royal Bank of Canada
37
Royal Bank of Canada
Ontario, Canada
$136K +$8.17K +526 +6%
TDC
38
Thompson Davis & Co
Virginia
$91K +$90.3K +5,812 New
PNC Financial Services Group
39
PNC Financial Services Group
Pennsylvania
$88K +$78 +5 +0.1%
Northwestern Mutual Wealth Management
40
Northwestern Mutual Wealth Management
Wisconsin
$77K +$76.1K +4,898 New
NMC
41
Nine Masts Capital
Hong Kong
$76K +$68.6K +4,416 +1,074%
IA
42
IFP Advisors
Florida
$47K
ZB
43
Zions Bancorporation
Utah
$32K
NSIM
44
North Star Investment Management
Illinois
$27K +$528 +34 +2%
Bank of Montreal
45
Bank of Montreal
Ontario, Canada
$24K
AWM
46
Avior Wealth Management
Nebraska
$22K
FANJ
47
Financial Architects (New Jersey)
New Jersey
$18K
DADC
48
D.A. Davidson & Co
Montana
$14K -$14.4K -924 -49%
Thrivent Financial for Lutherans
49
Thrivent Financial for Lutherans
Minnesota
$10K +$9.57K +616 New
Creative Planning
50
Creative Planning
Kansas
$10K +$10.4K +668 New