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Advent Convertible and Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Commonwealth Equity Services
26
Commonwealth Equity Services
Massachusetts
$475K +$31K +2,046 +7%
Cetera Advisor Networks
27
Cetera Advisor Networks
California
$395K +$1.23K +81 +0.3%
Baird Financial Group
28
Baird Financial Group
Wisconsin
$384K +$4.3K +284 +1%
South Texas Money Management
29
South Texas Money Management
Texas
$316K +$314K +20,694 New
NFG
30
Nations Financial Group
Iowa
$250K +$248K +16,372 New
Millennium Management
31
Millennium Management
New York
$205K +$204K +13,453 New
Ladenburg Thalmann Financial Services
32
Ladenburg Thalmann Financial Services
Florida
$197K +$96.7K +6,381 +98%
Advisory Services Network
33
Advisory Services Network
Georgia
$173K +$172K +11,358 New
SFS
34
Shaker Financial Services
Virginia
$166K -$83.8K -5,531 -34%
Advisor Group
35
Advisor Group
Arizona
$147K -$15.1K -994 -9%
Citigroup
36
Citigroup
New York
$147K -$76 -5 -0.1%
Royal Bank of Canada
37
Royal Bank of Canada
Ontario, Canada
$124K +$19.2K +1,266 +18%
PNC Financial Services Group
38
PNC Financial Services Group
Pennsylvania
$85K – – –
IFP Advisors
39
IFP Advisors
Florida
$46K – – –
ZB
40
Zions Bancorporation
Utah
$31K – – –
Chicago Partners Investment Group
41
Chicago Partners Investment Group
Illinois
$31K +$576 +38 +2%
D.A. Davidson & Co
42
D.A. Davidson & Co
Montana
$28K +$5.91K +390 +26%
NSIM
43
North Star Investment Management
Illinois
$26K +$455 +30 +2%
Bank of Montreal
44
Bank of Montreal
Ontario, Canada
$23K – – –
Avior Wealth Management
45
Avior Wealth Management
Nebraska
$21K -$3.9K -257 -16%
FANJ
46
Financial Architects (New Jersey)
New Jersey
$17K – – –
IHT Wealth Management
47
IHT Wealth Management
Illinois
$9K -$5.2K -343 -36%
AIM
48
Anchor Investment Management
South Carolina
$7.83K – – –
MUFG Americas
49
MUFG Americas
New York
$7K +$7.26K +479 New
Bartlett & Co
50
Bartlett & Co
Ohio
$6K – – –