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AVK

Advent Convertible and Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
RCM
26
Robinson Capital Management
Michigan
$593K +$563K +46,136 New
Bank of America
27
Bank of America
North Carolina
$580K +$35.6K +2,918 +7%
Invesco
28
Invesco
Georgia
$501K -$204K -16,685 -30%
UBS Group
29
UBS Group
Switzerland
$457K -$39K -3,199 -8%
SG Americas Securities
30
SG Americas Securities
New York
$451K +$9.62K +788 +2%
AWA
31
Arete Wealth Advisors
Illinois
$421K +$41.4K +3,391 +12%
AA
32
AQR Arbitrage
Connecticut
$345K -$3.36K -275 -1%
Baird Financial Group
33
Baird Financial Group
Wisconsin
$323K +$3.09K +253 +1%
CAN
34
Cetera Advisor Networks
California
$252K +$8.14K +667 +4%
SFS
35
Shaker Financial Services
Virginia
$223K -$323K -26,484 -60%
RTS
36
Round Table Services
New Jersey
$194K
MFS
37
MSI Financial Services
Massachusetts
$165K -$24.4K -1,996 -13%
Citigroup
38
Citigroup
New York
$160K -$514K -42,136 -77%
CIBC World Market
39
CIBC World Market
Ontario, Canada
$149K +$2.1K +172 +2%
JCM
40
JD Capital Management
Connecticut
$133K +$126K +10,335 New
Royal Bank of Canada
41
Royal Bank of Canada
Ontario, Canada
$85K -$48.6K -3,981 -38%
PNC Financial Services Group
42
PNC Financial Services Group
Pennsylvania
$84K +$50.6K +4,145 +171%
DADC
43
D.A. Davidson & Co
Montana
$77K -$9.53K -781 -11%
AIG
44
American International Group
New York
$72K +$18.8K +1,541 +38%
LTFS
45
Ladenburg Thalmann Financial Services
Florida
$50K +$366 +30 +0.8%
CPIG
46
Chicago Partners Investment Group
Illinois
$44K -$3.53K -289 -8%
BBPWM
47
Blue Bell Private Wealth Management
Pennsylvania
$35K -$38.2K -3,133 -53%
ZB
48
Zions Bancorporation
Utah
$27K
Bank of Montreal
49
Bank of Montreal
Ontario, Canada
$20K
NSIM
50
North Star Investment Management
Illinois
$16K +$342 +28 +2%