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AVK

Advent Convertible and Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Invesco
26
Invesco
Georgia
$732K -$106K -7,916 -12%
Citigroup
27
Citigroup
New York
$718K -$389K -29,057 -35%
WAM
28
Weiss Asset Management
Massachusetts
$595K +$606K +45,212 New
SFS
29
Shaker Financial Services
Virginia
$577K -$217K -16,164 -27%
Bank of America
30
Bank of America
North Carolina
$556K +$124K +9,254 +28%
UBS Group
31
UBS Group
Switzerland
$510K -$41.3K -3,084 -7%
RJFSA
32
Raymond James Financial Services Advisors
Florida
$474K -$66.4K -4,956 -12%
SG Americas Securities
33
SG Americas Securities
New York
$452K +$460K +34,310 New
AWA
34
Arete Wealth Advisors
Illinois
$386K -$73.1K -5,456 -16%
Squarepoint
35
Squarepoint
New York
$383K +$389K +29,064 New
AA
36
AQR Arbitrage
Connecticut
$357K +$154K +11,513 +74%
Koshinski Asset Management
37
Koshinski Asset Management
Illinois
$351K +$78K +5,823 +28%
Baird Financial Group
38
Baird Financial Group
Wisconsin
$327K
ICM
39
Ionic Capital Management
New York
$317K +$323K +24,074 New
CAN
40
Cetera Advisor Networks
California
$250K +$254K +18,982 New
RTS
41
Round Table Services
New Jersey
$199K +$202K +15,097 New
MFS
42
MSI Financial Services
Massachusetts
$195K +$179K +13,394 +945%
VKH
43
Virtu KCG Holdings
New York
$154K +$157K +11,702 New
CIBC World Market
44
CIBC World Market
Ontario, Canada
$150K +$3.03K +226 +2%
Royal Bank of Canada
45
Royal Bank of Canada
Ontario, Canada
$139K +$2.5K +187 +2%
CCM
46
Coe Capital Management
Illinois
$135K +$138K +10,270 New
DADC
47
D.A. Davidson & Co
Montana
$90K
BBPWM
48
Blue Bell Private Wealth Management
Pennsylvania
$77K +$37.6K +2,806 +91%
TRCT
49
Tower Research Capital (TRC)
New York
$56K +$56.6K +4,223 New
AIG
50
American International Group
New York
$52K -$3.23K -241 -6%